GR
Gerald K. Rawson
MGI FUNDS DISTRIBUTORS
King of Prussia, PA 19406
Some features on this profile are disabled
CRD#: 2949814
GR
Professional summary
Gerald Kenneth Rawson, CFP®, CIMA®, who also goes by Jerry Rawson, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in King Of Prussia, Pennsylvania.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 1997. Gerald has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jerry Rawson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gerald Kenneth Rawson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2024 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 2300 Renaissance Blvd, King Of Prussia, PA 19406BD
CRD#: 35682
King of Prussia, PA
Past
May 13, 2008 - March 3, 2010
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
MALVERN, PA
Past
October 17, 1997 - March 28, 2024
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2024)
RR
Alaska(9/4/2024)
RR
Arizona(9/4/2024)
RR
Arkansas(9/4/2024)
RR
California(9/4/2024)
RR
Colorado(9/4/2024)
RR
Connecticut(9/4/2024)
RR
Delaware(9/4/2024)
RR
District of Columbia(9/4/2024)
RR
Florida(9/4/2024)
RR
Georgia(9/4/2024)
RR
Hawaii(9/4/2024)
RR
Idaho(9/4/2024)
RR
Illinois(9/4/2024)
RR
Indiana(9/4/2024)
RR
Iowa(9/4/2024)
RR
Kansas(9/4/2024)
RR
Kentucky(9/4/2024)
RR
Louisiana(9/4/2024)
RR
Maine(9/4/2024)
RR
Maryland(9/4/2024)
RR
Massachusetts(9/4/2024)
RR
Michigan(9/4/2024)
RR
Minnesota(9/4/2024)
RR
Mississippi(9/4/2024)
RR
Missouri(9/4/2024)
RR
Montana(9/4/2024)
RR
Nebraska(9/4/2024)
RR
Nevada(9/4/2024)
RR
New Hampshire(9/4/2024)
RR
New Jersey(9/4/2024)
RR
New Mexico(9/4/2024)
RR
New York(9/4/2024)
RR
North Carolina(9/4/2024)
RR
North Dakota(9/4/2024)
RR
Ohio(9/4/2024)
RR
Oklahoma(9/4/2024)
RR
Oregon(9/4/2024)
RR
Pennsylvania(9/4/2024)
RR
Puerto Rico(9/4/2024)
RR
Rhode Island(9/4/2024)
RR
South Carolina(9/4/2024)
RR
South Dakota(9/4/2024)
RR
Tennessee(9/4/2024)
RR
Texas(9/4/2024)
RR
Utah(9/4/2024)
RR
Vermont(9/4/2024)
RR
Virgin Islands(9/4/2024)
RR
Virginia(9/4/2024)
RR
Washington(9/4/2024)
RR
West Virginia(9/4/2024)
RR
Wisconsin(9/4/2024)
RR
Wyoming(9/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MGI FUNDS DISTRIBUTORS, LLC
MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
