Claudia J. Maldonado
Professional summary
Claudia Jasmin Maldonado is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Holbrook, New York.
Claudia is registered as a RR (Registered Representative) and started their career in finance in 1997. Claudia has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Claudia Jasmin Maldonado's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2018 - Present
TRIDENT PARTNERS LTD.
Office #1: 321 Dante Court Suite A2, Holbrook, NY 11741April 22, 2016 - January 6, 2017
TRIDENT PARTNERS LTD.
March 12, 2007 - March 22, 2016
PFS INVESTMENTS INC.
June 7, 2004 - March 4, 2005
CHASE INVESTMENT SERVICES CORP.
August 14, 2000 - July 22, 2004
SPENCER CLARKE LLC
February 7, 2000 - August 18, 2000
CITICORP INVESTMENT SERVICES
May 6, 1999 - November 18, 1999
CONTINENTAL BROKER-DEALER CORP.
October 16, 1997 - May 11, 1998
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2025)
(9/2/2020)
(1/7/2025)
(5/14/2018)
(5/14/2018)
Exams
FINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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