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JS

Jennifer E. San Fillippo

KESTRA ADVISORY SERVICES
Pewaukee, WI
Some features on this profile are disabled
CRD#: 2948764
JS

Professional summary

Jennifer Erin San Fillippo, who also goes by Jennifer Erin Payant, Jennifer Payant, Jennifer Erin Trudgeon, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Pewaukee, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Brookfield, Wisconsin.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jennifer has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer Erin Payant | Jennifer Payant | Jennifer Erin Trudgeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: SAN FILLIPPO CONSULTING, LLC POSITION: owner NATURE: holding company for tax reasons INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: N31W29887 Woodridge Circle, Pewaukee WI 53072 DESCRIPTION: none Business Name: LAKEVIEW WEALTH STRATEGIES LLC POSITION: President NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/15/2023 ADDRESS: 155 S. Executive Drive, Suite TBD, Brookfield WI 53005 DESCRIPTION: is my DBA for kestra business Business Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/15/2023 ADDRESS: 5707 Southwest Pkwy, bldg 2 suite 400, austin TX 78735 DESCRIPTION: advisory services to clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Erin San Fillippo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 155 South Executive Drive Suite 202, Brookfield, WI 53005
RIA
CRD#: 283330
Pewaukee, WI
Current

June 15, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 155 South Executive Drive Suite 202, Brookfield, WI 53005
BD
CRD#: 42046
Brookfield, WI
Past

September 8, 2022 - June 16, 2023

CETERA ADVISORS LLC

BD
CRD#: 10299
Brookfield, WI
Past

November 12, 2020 - June 16, 2023

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
BROOKFIELD, WI
Past

January 10, 2018 - June 15, 2020

LAKESIDE WEALTH MANAGEMENT GROUP, LLC

RIA
CRD#: 140271
Brookfield, WI
Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
BROOKFIELD, WI
Past

December 7, 2009 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA
CRD#: 32444
Brookfield, WI
Past

March 1, 2007 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
Brookfield, WI
Past

January 22, 2004 - January 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WAUKESHA, WI
Past

January 21, 2004 - January 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WAUKESHA, WI
Past

November 8, 2001 - October 10, 2002

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

July 12, 1999 - April 3, 2000

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

April 2, 1999 - July 12, 1999

ARK FUNDS DISTRIBUTORS, LLC

BD
CRD#: 17685
PORTLAND, ME
Past

August 11, 1998 - November 2, 1998

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

February 5, 1998 - June 24, 1998

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/3/2023)
RR
California
(7/3/2023)
RR
Florida
(6/15/2023)
RR
Georgia
(10/21/2025)
RR
Illinois
(6/15/2023)
RR
Maine
(6/15/2023)
RR
New Jersey
(7/3/2023)
RR
Oregon
(8/15/2023)
RR
Texas
(6/15/2023)
IAR
Texas
(6/15/2023)
RR
Wisconsin
(6/15/2023)
IAR
Wisconsin
(6/15/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/26/1998
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Pewaukee, WI

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