Jennifer E. San Fillippo

KESTRA ADVISORY SERVICES

Pewaukee, WI

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CRD#: 2948764

Professional summary

Jennifer Erin San Fillippo, who also goes by Jennifer Erin Payant, Jennifer Payant, Jennifer Erin Trudgeon, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Pewaukee, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Brookfield, Wisconsin.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jennifer has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Erin Payant | Jennifer Payant | Jennifer Erin Trudgeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Erin San Fillippo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 155 South Executive Drive Suite 202, Brookfield, WI 53005

RIA

CRD#: 283330

Pewaukee, WI

Current

June 15, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 155 South Executive Drive Suite 202, Brookfield, WI 53005

CRD#: 42046

Brookfield, WI

Past

September 8, 2022 - June 16, 2023

CETERA ADVISORS LLC

CRD#: 10299

Brookfield, WI

Past

November 12, 2020 - June 16, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BROOKFIELD, WI

Past

January 10, 2018 - June 15, 2020

LAKESIDE WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 140271

Brookfield, WI

Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

BROOKFIELD, WI

Past

December 7, 2009 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

Brookfield, WI

Past

March 1, 2007 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Brookfield, WI

Past

January 22, 2004 - January 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAUKESHA, WI

Past

January 21, 2004 - January 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAUKESHA, WI

Past

November 8, 2001 - October 10, 2002

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

July 12, 1999 - April 3, 2000

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

April 2, 1999 - July 12, 1999

ARK FUNDS DISTRIBUTORS, LLC

CRD#: 17685

PORTLAND, ME

Past

August 11, 1998 - November 2, 1998

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

February 5, 1998 - June 24, 1998

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/3/2023)

California
(7/3/2023)

Florida
(6/15/2023)

Georgia
(10/21/2025)

Illinois
(6/15/2023)

Maine
(6/15/2023)

New Jersey
(7/3/2023)

Oregon
(8/15/2023)

Texas
(6/15/2023)

IAR

Texas
(6/15/2023)

Wisconsin
(6/15/2023)

IAR

Wisconsin
(6/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer E. San Fillippo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Erin San Fillippo's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

LAKESIDE WEALTH MANAGEMENT GROUP, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

1717 CAPITAL MANAGEMENT COMPANY

WELLS FARGO SECURITIES INC.

ARK FUNDS DISTRIBUTORS, LLC

VOYA FINANCIAL PARTNERS, LLC

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/1998

SIE

Date: 10/1/2018

Series 7

Date: 2/3/1998

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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