Bernhard A. Keil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernhard Anton Keil was a registered financial professional .
Bernhard is a previously registered financial professional and started their career in finance in 1997. Bernhard had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2017 - December 31, 2021
RODEO INVESTMENT SERVICES CORPORATION
October 30, 2013 - September 14, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 16, 2013 - September 14, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 24, 1998 - August 27, 1998
J. P. GIBBONS & CO., INC.
May 21, 1998 - September 8, 1998
LADENBURG THALMANN & CO. INC.
May 16, 1998 - June 9, 1998
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
October 24, 1997 - November 24, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RODEO INVESTMENT SERVICES CORPORATION
CRD#: 284771 / SEC#:
Contact information
Red Flags
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