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RC

Robert L. Clare

MESIROW FINANCIAL
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 2948655
RC

Professional summary

Robert Linn Clare, who also goes by Rob Clare IV, Robert Linn Clare Iv, Robert Linn Clare, is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Brentwood, Tennessee.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Clare Iv | Robert Linn Clare Iv | Robert Linn Clare

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Linn Clare's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2018 - Present

MESIROW FINANCIAL, INC.

Office #1: 3 Maryland Farms Suite 325, Brentwood, TN 37027
BD
CRD#: 2764
Brentwood, TN
Past

February 21, 2017 - August 24, 2018

FINANCE OF AMERICA SECURITIES LLC

BD
CRD#: 284464
St. Charles, IL
Past

February 13, 2014 - December 28, 2015

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
ST. CHARLES, IL
Past

March 28, 2013 - March 18, 2014

BANC OF MANHATTAN CAPITAL

BD
CRD#: 149880
ST. CHARLES, IL
Past

September 11, 2009 - February 3, 2012

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
WHEATON, IL
Past

February 12, 2008 - September 4, 2008

TERWIN CAPITAL, LLC

BD
CRD#: 122463
NEW YORK, NY
Past

August 15, 2000 - January 23, 2002

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

February 8, 2000 - July 28, 2000

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
MEMPHIS, TN
Past

December 2, 1997 - March 2, 2000

HANOVER CAPITAL SECURITIES INC.

BD
CRD#: 24706
ISELIN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/3/2018)
RR
Florida
(10/3/2018)
RR
Georgia
(12/16/2022)
RR
Illinois
(10/2/2018)
RR
Iowa
(1/8/2025)
RR
Nevada
(12/16/2022)
RR
New York
(10/3/2018)
RR
North Carolina
(1/14/2021)
RR
Ohio
(12/8/2023)
RR
Pennsylvania
(9/15/2022)
RR
Tennessee
(1/19/2021)
RR
Texas
(10/3/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

MF
MESIROW FINANCIAL, INC.
MESIROW & COMPANY | PEMBROKE CLEARING CORPORATION | MESIROW FINANCIAL, INC. | MESIROW CAPITAL, INC. | MESIROW & COMPANY, INCORPORATED

CRD#: 2764 / SEC#: , 8-28816

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
353 N. Clark Street, Chicago, IL 60654
Mailing Address
353 N. Clark Street, Chicago, IL 60654
Phone number
(312) 595-6000
Established
Delaware since 10/12/1982
Firm type
Corporation
Fiscal year end
March
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MESIROW FINANCIAL HOLDINGS, INC.MAJORITY SHAREHOLDER
MESIROW FINANCIAL SERVICES, INC.MINORITY SHAREHOLDER
PRICE, RICHARD SCOTTDIRECTOR367760
FARR, CHRISTOPHER DAYNECFO3239925
HAYES, MARY JO MOONCHIEF COMPLIANCE OFFICER1196353
JACOBSON, STEPHEN DAVIDSENIOR MANAGING DIRECTOR1353790
KEIG, JESSE JOSEPHDIRECTOR5268961
LEVINE, JEFFREY MICHAELCEO/PRESIDENT5627249
OAKLEY, ADAM JOELSENIOR MANAGING DIRECTOR, INVESTMENT BANKING4795934
PRICE, BRIAN DAVIDCHAIRMAN, INVESTMENT BANKING DIVISION5192466
WALDROP, TODD E.SENIOR MANAGING DIRECTOR4194147

Disclosures

Regulatory Event18
Civil Event1
Bond2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MESIROW FINANCIAL, INC.

CRD#: 2764Brentwood, TN 37027

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