Jonathan G. Riley

RILEY FRIEDMAN ASSET MANAGEMENT

LOS ALTOS, CA 94022

Some features on this profile are disabled

CRD#: 2947957

Professional summary

Jonathan Gideon Riley, who also goes by Jonathan G Riley, is a registered financial advisor currently at RILEY FRIEDMAN ASSET MANAGEMENT located in Los Altos, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jonathan has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan G Riley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Gideon Riley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2011 - Present

RILEY FRIEDMAN ASSET MANAGEMENT

Office #1: 4984 El Camino Real Suite 101, Los Altos, CA 94022

RIA

CRD#: 155810

LOS ALTOS, CA

Past

January 10, 2011 - July 7, 2011

LEHRER MANAGEMENT CO INC

RIA

CRD#: 107995

CUPERTINO, CA

Past

September 15, 2003 - September 15, 2003

LEHRER MANAGEMENT CO INC

RIA

CRD#: 107995

CUPERTINO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RILEY FRIEDMAN ASSET MANAGEMENT

AIMZ INVESTMENT ADVISORS LLC | RILEY FRIEDMAN ASSET MANAGEMENT

CRD#: 155810 / SEC#: 801-72721

RIA

Registered Investment Advisory firm - (9/19/2011 Approved)

California

Registered Investment Advisory firm - (9/19/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/27/2011)

IAR

Texas
(9/19/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 8/18/1998

General Securities Representative Examination

Current Firm

RILEY FRIEDMAN ASSET MANAGEMENT

AIMZ INVESTMENT ADVISORS LLC | RILEY FRIEDMAN ASSET MANAGEMENT

CRD#: 155810 / SEC#: 801-72721

RIA

Registered Investment Advisory firm - (9/19/2011 Approved)

California

Registered Investment Advisory firm - (9/19/2011 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4984 El Camino Real, Suite 101, Los Altos, CA 94022

Mailing Address

Phone number

(650) 988-1088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	527
AUM (Assets Under Management)	$ 504,925,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan G. Riley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Gideon Riley's CRS (Customer Relationship Summary).

Certified licenses

Experience

RILEY FRIEDMAN ASSET MANAGEMENT

LEHRER MANAGEMENT CO INC

LEHRER MANAGEMENT CO INC

Primary Firm SEC Registration

RILEY FRIEDMAN ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 7

Date: 8/18/1998

Current Firm

RILEY FRIEDMAN ASSET MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RILEY FRIEDMAN ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors