BC
Bruce T. Colin
BRUCE COLIN AND COMPANY
Rancho Palos Verdes, CA
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CRD#: 2947936
BC
Professional summary
Bruce Ted Colin, CFP® is a registered financial advisor currently at BRUCE COLIN AND COMPANY located in Rancho Palos Verdes, California.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Bruce has worked at 1 firm and has passed the Series 7 exam.
Biography
Bruce Colin is a CERTIFIED FINANCIAL PLANNER® professional. He received his undergraduate education from Claremont McKenna College, and a master's degree from the University of California, Los Angeles. He has also taught financial planning courses at UCLA for students pursuing the CFP® certification, as well as for employees of City National Bank in Los Angeles. A member of the Financial Planning Association since 1999, he has contributed professional book reviews to the Journal of Financial Planning and been quoted by U.S. News & World Report, CNBC, and MarketWatch.
Jenny Warila assists with technology applications. In her previous career, Jenny worked as a program manager for Intuit, whose financial software includes QuickBooks, Quicken, and TurboTax. Jenny has a B.A. from Stanford University, and is also a Stanford Certified Project Manager.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
Investment Management
Retirement
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Ted Colin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
March 1, 2017 - Present
BRUCE COLIN AND COMPANY
RIA
CRD#: 118035
Rancho Palos Verdes, CA
Past
October 3, 1997 - December 12, 2008
BRUCE COLIN AND COMPANY
RIA
CRD#: 118035
REDONDO BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BRUCE COLIN AND COMPANY
BRUCE COLIN | COLIN, BRUCE TED | COLIN, BRUCE | BRUCE COLIN AND COMPANY
CRD#: 118035 / SEC#: 801-119208
RIA
Registered Investment Advisory firm - (7/30/2020 Approved)California
Registered Investment Advisory firm - (1/15/2021 Terminated)Texas
Registered Investment Advisory firm - (12/16/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/1/2017)
Exams
General Industry/Product Exam
Current Firm
BC
BRUCE COLIN AND COMPANY
BRUCE COLIN | COLIN, BRUCE TED | COLIN, BRUCE | BRUCE COLIN AND COMPANY
CRD#: 118035 / SEC#: 801-119208
RIA
Registered Investment Advisory firm - (7/30/2020 Approved)California
Registered Investment Advisory firm - (1/15/2021 Terminated)Texas
Registered Investment Advisory firm - (12/16/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Rancho Palos Verdes, CA
Mailing Address
Phone number
(310) 378-4355
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 215,964,337 |
Red Flags
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