Ronald C. Trout
Professional summary
Ronald Carey Trout, who also goes by Ron Trout, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1998. Ronald has worked at 10 firms and has passed the Series 66, Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 14, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Carey Trout's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2021 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 127 Public Square, Cleveland, OH 44114September 29, 2017 - December 31, 2017
INTL ADVISORY CONSULTANTS INC.
July 6, 2017 - May 24, 2021
STONEX FINANCIAL INC.
September 13, 2016 - August 31, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
July 5, 2016 - September 15, 2016
STONEX ADVISORS INC.
June 9, 2015 - June 30, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 5, 2014 - July 27, 2015
STONEX SECURITIES INC.
November 16, 2010 - April 28, 2017
INTL ADVISORY CONSULTANTS INC.
July 2, 2008 - September 14, 2009
INTL ADVISORY CONSULTANTS INC.
July 2, 2008 - September 5, 2017
STERNE, AGEE & LEACH, INC.
November 13, 2006 - July 13, 2007
GUNNALLEN FINANCIAL, INC
June 30, 2006 - July 13, 2007
GUNNALLEN FINANCIAL, INC
March 12, 1998 - June 30, 2006
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/5/1998
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
