KB
Kevin J. Byrne
MACQUARIE CAPITAL (USA)
NEW YORK, NY 10103
Some features on this profile are disabled
CRD#: 2947447
KB
Professional summary
Kevin J Byrne, who also goes by Kevin Joseph Byrne, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kevin Joseph Byrne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kevin J Byrne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2017 - Present
MACQUARIE CAPITAL (USA) INC.
Office #1: 660 5th Ave, New York, NY 10103BD
CRD#: 36368
NEW YORK, NY
Past
August 27, 2015 - June 2, 2017
LOOP CAPITAL MARKETS LLC
BD
CRD#: 43098
NEW YORK, NY
Past
August 19, 2010 - July 7, 2015
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
NEW YORK CITY, NY
Past
April 20, 2006 - July 26, 2010
COWEN EXECUTION SERVICES LLC
BD
CRD#: 35693
NEW YORK, NY
Past
February 2, 2004 - February 13, 2006
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
August 1, 2000 - April 9, 2002
INSTINET, LLC
BD
CRD#: 42886
NEW YORK, NY
Past
December 13, 1999 - August 1, 2000
REUTERS C CORPORATION
BD
CRD#: 14408
NEW YORK, NY
Past
August 24, 1998 - October 29, 1999
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 26, 1998 - July 6, 1998
CHASE FUTURES & OPTIONS, INC.
BD
CRD#: 18472
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2017)
RR
Alaska(8/18/2017)
RR
Arizona(8/17/2017)
RR
Arkansas(8/17/2017)
RR
California(7/12/2017)
RR
Colorado(9/13/2017)
RR
Connecticut(8/21/2017)
RR
Delaware(9/18/2017)
RR
District of Columbia(7/13/2017)
RR
Florida(8/30/2017)
RR
Georgia(8/23/2017)
RR
Hawaii(8/28/2017)
RR
Idaho(7/13/2017)
RR
Illinois(8/10/2017)
RR
Indiana(7/21/2017)
RR
Iowa(8/18/2017)
RR
Kansas(7/12/2017)
RR
Kentucky(8/22/2017)
RR
Louisiana(8/18/2017)
RR
Maine(8/18/2017)
RR
Maryland(7/13/2017)
RR
Massachusetts(7/12/2017)
RR
Michigan(8/28/2017)
RR
Minnesota(8/22/2017)
RR
Mississippi(8/18/2017)
RR
Missouri(11/7/2017)
RR
Montana(11/17/2017)
RR
Nebraska(8/18/2017)
RR
Nevada(9/13/2017)
RR
New Hampshire(8/28/2017)
RR
New Jersey(8/17/2017)
RR
New Mexico(11/16/2017)
RR
New York(6/12/2017)
RR
North Carolina(8/17/2017)
RR
North Dakota(11/7/2017)
RR
Ohio(8/18/2017)
RR
Oklahoma(8/17/2017)
RR
Oregon(8/21/2017)
RR
Pennsylvania(8/23/2017)
RR
Rhode Island(11/7/2017)
RR
South Carolina(9/6/2017)
RR
South Dakota(8/21/2017)
RR
Tennessee(7/13/2017)
RR
Texas(8/17/2017)
RR
Utah(8/17/2017)
RR
Vermont(10/10/2017)
RR
Virgin Islands(3/3/2021)
RR
Virginia(8/18/2017)
RR
Washington(8/25/2017)
RR
West Virginia(8/30/2017)
RR
Wisconsin(8/29/2017)
RR
Wyoming(11/7/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/4/2011
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
MC
MACQUARIE CAPITAL (USA) INC.
MACQUARIE CAPITAL (USA) INC. | MACQUARIE SECURITIES INC. | MACQUARIE SECURITIES (USA) INC. | MACQUARIE EQUITIES (U.S.A.) INC.
CRD#: 36368 / SEC#: , 8-47198
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
660 5th Ave, New York, NY 10103
Mailing Address
660 5th Ave, New York, NY 10103
Phone number
(212) 231-1000
Established
Delaware since 03/01/1994
Firm type
Corporation
Fiscal year end
March
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
