Roy M. Piskadlo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy Matthew Piskadlo JR, who also goes by Roy M (jr) Piskadlo, was a registered financial professional .
Roy is a previously registered financial professional and started their career in finance in 1997. Roy had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2011 - August 21, 2015
BMI CAPITAL INTERNATIONAL LLC
June 4, 2004 - April 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2000 - March 26, 2004
CREDIT SUISSE SECURITIES (USA) LLC
September 8, 1999 - September 27, 2002
PERSHING LLC
November 13, 1997 - August 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMI CAPITAL INTERNATIONAL LLC
CRD#: 154670 / SEC#: , 8-68658
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
