CH
Christopher D. Heckadon
ON INVESTMENT MANAGEMENT CO
LEE'S SUMMIT, MO 64063
Some features on this profile are disabled
CRD#: 2946921
CH
Professional summary
Christopher David Heckadon, who also goes by Chris Heckadon, Christopher D Heckadon, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Lee's Summit, Missouri and THE O.N. EQUITY SALES COMPANY located in Lee's Summit, Missouri.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Heckadon | Christopher D Heckadon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SUMMIT POINTE FINANCIAL GROUP; NOT INVESTMENT RELATED; 2641 NE MCBAINE DRIVE LEE'S SUMMIT MO 64064; SELLING LIFE INSURANCE, DISABILITY, LONG TERM CARE, HEALTH INSURANCE; PRODUCER, MANAGING PARTNER; 10/01/2009; 10 HOURS/MONTH; SELLING INSURANCE 2). EMPLOYEE BENEFIT PROFESSIONALS; 12900 METCALF AVE, OVERLAND PARK KS 66213; INDIVIDUAL AND GROUP HEALTH INSURANCE BROKERAGE; AGENT; 10/01/2009-PRESENT; 3 HOURS/MONTH; 0 HOURS/TRADING; SELL INDIVIDUAL AND GROUP HEALTH INSURANCE. 3) MCGILL REDIGER AND SIMMONS; NOT INVESTMENT RELATED; 7171 MERCY ROAD, OMAHA NE 68106; BROKERAGE TERM LIFE INSURANCE AND LTC; AGENT; 10/01/2009-PRESENT; 3 HOURS/MONTH; 0 HOURS/TRADING; BROKERAGE OUTLET FOR TERM LIFE AND LTC INSURANCE. 4) TWIN LAKES INSURANCE; NOT INVESTMENT RELATED; 2641 NE MCBAINE DRIVE LEE'S SUMMIT MO 64064; P&C INSURANCE AGENCY; AGENT; 01/01/2017-PRESENT; 1 HOUR/MONTH; 1 TRADING/HOUR; SEND REFERRALS FOR AGENCY
5). Midwest Medicare & Benefits; Not investment related; 2641 NE McBaine Drive, Lee's Summit, MO 64064; Medicare Supplement Sales; ; Member; 10/27/2020-present; 2 Hours/Month (0 During securities trading hours/month); refer Medicare Supplement prospects to Greg Olinger).
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Heckadon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2014 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 608 Sw 3rd Street, Lee's Summit, MO 64063RIA
CRD#: 105662
LEE'S SUMMIT, MO
Current
November 26, 2014 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2641 Ne Mcbaine Drive, Lee's Summit, MO 64064BD
CRD#: 2936
Lee's Summit, MO
Past
October 22, 2009 - December 8, 2014
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
LEES SUMMIT, MO
Past
October 14, 2009 - December 8, 2014
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
LEES SUMMIT, MO
Past
November 17, 2008 - October 12, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LEES SUMMIT, MO
Past
October 29, 2008 - October 12, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LEES SUMMIT, MO
Past
June 11, 2001 - October 14, 2008
NEW ENGLAND SECURITIES
RIA
CRD#: 615
OVERLAND PARK, KS
Past
September 25, 1997 - October 14, 2008
NEW ENGLAND SECURITIES
BD
CRD#: 615
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2022)
IAR
Alabama(11/15/2023)
RR
Alaska(3/10/2022)
RR
Arizona(2/18/2020)
IAR
Arizona(2/20/2020)
IAR
Arkansas(5/24/2018)
RR
Arkansas(1/25/2021)
RR
California(11/26/2014)
IAR
California(10/25/2023)
RR
Colorado(11/26/2014)
IAR
Colorado(1/20/2015)
IAR
District of Columbia(7/15/2024)
RR
Florida(11/26/2014)
IAR
Florida(2/23/2015)
RR
Georgia(10/26/2021)
IAR
Georgia(11/4/2021)
RR
Idaho(3/10/2022)
RR
Illinois(11/26/2014)
IAR
Illinois(1/26/2015)
IAR
Iowa(10/19/2021)
RR
Iowa(3/10/2022)
RR
Kansas(11/26/2014)
IAR
Kansas(11/26/2014)
RR
Louisiana(2/13/2023)
IAR
Louisiana(6/2/2023)
RR
Maryland(3/10/2022)
RR
Michigan(9/13/2016)
IAR
Michigan(2/1/2017)
RR
Missouri(11/26/2014)
IAR
Missouri(12/8/2014)
RR
Montana(9/1/2016)
IAR
Montana(9/2/2016)
RR
Nebraska(2/13/2024)
RR
New Mexico(3/10/2022)
RR
New York(3/10/2022)
RR
North Carolina(2/18/2020)
IAR
North Carolina(2/21/2020)
RR
Ohio(3/10/2022)
IAR
Ohio(1/3/2024)
RR
Oklahoma(11/26/2014)
IAR
Oklahoma(12/9/2014)
RR
Oregon(3/10/2022)
IAR
Oregon(10/26/2023)
RR
Pennsylvania(3/26/2019)
IAR
Pennsylvania(3/27/2019)
RR
South Carolina(9/19/2022)
RR
South Dakota(4/5/2023)
RR
Tennessee(3/10/2022)
RR
Texas(11/26/2014)
IAR
Texas(12/3/2014)
RR
Utah(3/10/2022)
RR
Virginia(3/10/2022)
IAR
Virginia(3/8/2024)
RR
Washington(2/13/2023)
IAR
Washington(2/13/2023)
RR
Wisconsin(3/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Lee's Summit, MO 64063TRUST BUT VERIFY
Monitor Christopher Heckadon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
