Charles E. Bork
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Bork, who also goes by Charles E Bork, Charles Edward Bork, Charles Bork, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1997. Charles had worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2016 - March 7, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
March 29, 2010 - May 18, 2016
EAGLE STRATEGIES LLC
July 27, 2007 - May 18, 2016
NYLIFE SECURITIES LLC
January 18, 2007 - July 11, 2007
MML INVESTORS SERVICES, LLC
December 15, 2006 - July 11, 2007
MML INVESTORS SERVICES, LLC
December 12, 2005 - January 11, 2007
PRUCO SECURITIES, LLC.
December 1, 2005 - January 11, 2007
PRUCO SECURITIES, LLC.
September 30, 2005 - November 23, 2005
AMERITAS INVESTMENT COMPANY, LLC
January 14, 2005 - November 23, 2005
AMERITAS INVESTMENT COMPANY, LLC
March 1, 2004 - January 24, 2005
SECURIAN FINANCIAL SERVICES, INC.
March 1, 2004 - January 24, 2005
SECURIAN FINANCIAL SERVICES, INC.
October 11, 2002 - January 9, 2004
METROPOLITAN LIFE INSURANCE COMPANY
October 11, 2002 - January 9, 2004
MSI FINANCIAL SERVICES, INC.
June 4, 1999 - October 10, 2002
PRUCO SECURITIES, LLC.
September 17, 1997 - October 10, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
