Ronald D. Ramkissoon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Dominic Ramkissoon, who also goes by Ron Ballad, Ballad, Ronald Dominic Ramkissoon, Ronald Ramkissoon, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2000. Ronald had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2018 - June 4, 2018
CRAFT CAPITAL MANAGEMENT LLC
August 29, 2013 - June 5, 2015
WINDSOR STREET CAPITAL, LP
February 6, 2012 - December 31, 2012
NEWPORT COAST SECURITIES, INC.
April 1, 2011 - December 31, 2011
NEWPORT COAST SECURITIES, INC.
August 26, 2010 - December 14, 2010
DELANEY EQUITY GROUP LLC
March 17, 2009 - July 7, 2009
NEWBRIDGE SECURITIES CORPORATION
May 6, 2008 - March 25, 2009
EMERALD INVESTMENTS, INC.
February 2, 2005 - February 22, 2008
S.G. MARTIN SECURITIES LLC
June 2, 2004 - October 25, 2004
GRANTA CAPITAL GROUP LLC
October 3, 2003 - April 20, 2004
NATIONAL SECURITIES CORPORATION
September 24, 2002 - December 2, 2002
VISION SECURITIES INC.
June 10, 2002 - August 28, 2002
VFINANCE INVESTMENTS, INC
February 13, 2002 - May 14, 2002
YANKEE FINANCIAL GROUP, INC.
June 29, 2001 - August 3, 2001
J.P. TURNER & COMPANY, L.L.C.
May 15, 2001 - July 23, 2001
DELTA ASSET MANAGEMENT COMPANY, LLC
July 28, 2000 - November 2, 2000
D.L. CROMWELL INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
