Michael J. Martinez

LLG WEALTH MANAGEMENT

Diamond Bar, CA 91765

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CRD#: 2945777

Professional summary

Michael Joseph Martinez, CFP® is a registered financial advisor currently at LLG WEALTH MANAGEMENT located in Diamond Bar, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

Michael and his family live in Walnut, California.

Michael served in the United States Marine Corps from 1991 - 1995.

In his spare time, Michael enjoys spending time with family and friends, riding Harley’s and attempting to hit a golf ball.

Question & Answer

What are your service offerings?

Life Transitions

Tax Planning

Employee and Employer Plan Ben...

Investment Planning

Comprehensive Financial Planni...

Estate Planning

Insurance Planning

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

Estate & Generational Planning...

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS OWNERSHIP:DOCUMENT PROTECTION SERVICE,OWNER,DOCUMENT SCANNING AND ONLINE STORAGE,INC:$3,000 TO $3,999,HRS:1-9.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 23, 2017 - Present

LLG WEALTH MANAGEMENT

Office #1: 1370 Valley Vista Dr Suite 200, Diamond Bar, CA 91765

RIA

CRD#: 289348

Diamond Bar, CA

Past

April 9, 2012 - June 5, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DIAMOND BAR, CA

Past

March 9, 2012 - June 5, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

DIAMOND BAR, CA

Past

September 13, 1999 - September 13, 2000

ATLAS SECURITIES, LLC

CRD#: 20991

SAN LEANDRO, CA

Past

September 24, 1997 - October 5, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 24, 1997 - October 5, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2012

General Securities Representative Examination

Current Firm

LLG WEALTH MANAGEMENT

LIVE, LEARN, GROW WEALTH MANAGEMENT, LLC | LLG WEALTH MANAGEMENT

CRD#: 289348 / SEC#:

California

Registered Investment Advisory firm - (8/23/2017 Approved)

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Contact information

Main Address

1370 Valley Vista Dr Suite 200, Diamond Bar, CA 91765

Mailing Address

Phone number

(855) 554-9584

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Michael J. Martinez

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

ATLAS SECURITIES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2012

Series 63

Date: 10/1/1997

SIE

Date: 6/5/2017

Series 7

Date: 3/8/2012

Current Firm

LLG WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

LLG WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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