AK
Alicia S. Kong
VOYA FINANCIAL ADVISORS
Ellicott City, MD
Some features on this profile are disabled
CRD#: 2945378
AK
Professional summary
Alicia Stephaine Kong, who also goes by Alicia Stephanie Kong, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Ellicott City, Maryland.
Alicia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Alicia has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alicia Stephanie Kong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3448 ELLICOTT CENTER DR STE 202; ELLICOTT CITY; MD; 21043; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 11/23/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| NAME OF ENTITY:ALICIA KONG FINANCIAL ADVISER, LLC; Yes; 3448 ELLICOTT CENTER DR STE 202; ELLICOTT CITY; MD; 21043; S-CORP; OWNER; 10/15/2015; 0; 0; S-CORP FOR BUSINESS EXPENSES ONLY| NAME OF ENTITY:HOWARD COUNTY JUNIOR ACHIEVEMENT ADVISORY BOARD; No; 10711 RED RUN BLVD STE 110; OWINGSMILLS; MD; 21117; Non-Profit Organization; Other Volunteer with JA; 11/22/2016; 3; 0; WORK WITH STUDENTS THROUGH THE PROGRAM ON HOW TO START A BUSINESS. Financial Literacy / Education| NAME OF ENTITY:KOJO Properties, LLC.; No; 5422 HILDEBRAND COURT; COLUMBIA; MD; 21044; Rental Property; Co-Owner; 9/1/2015; 5; 0; Assist with rental property.| NAME OF ENTITY:Howard County Public School Academy of Finance; No; 10920 CLARKSVILLE PIKE; ELLICOTTCITY; MD; 21042; school advisory; Advisory Board Chairman; 9/1/2012; 3; 0; chairman of advisory board for hcps academy of finance.| NAME OF ENTITY:Alicia Kong; No; 3448 ELLICOTT CENTER DR STE 202; ELLICOTT CITY; MD; 21043; Notary; Notary Public; 6/11/2012; 4; 4; Notary| NAME OF ENTITY:HOWARD COUNTY PUBLIC SCHOOL; No; 10910 CLARKSVILLE PIKE; ELLICOTTCITY; MD; 21042; LOCAL ADVISORY COUNCIL; VICE CHAIRPERSON; 3/25/2015; 2; 0; RUN MEETINGS WHEN CHAIR PERSON IS ABSENT AND ASSIST WITH IDEAS ON HELPING STUDENTS GRADUATE.| NAME OF ENTITY:HCPS Business Academy Program Advisory Committee; No; 10920 Clarksville Pike; Ellicott City; MD; 21042; Business Management Academy; Advisory Board Member; 8/1/2021; 1; 1; Advisory board member assist the school with the program of the program| NAME OF ENTITY:JOKO LLC; No; 583 GAITHER RD; Sykesville; MD; 21784; Building and investing in Real Estate; Co Owner; 8/10/2021; 1; 0; Work with my husband on his business.| SEA.SK LLC POSITION: Co Owner NATURE: personal property Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2022 ADDRESS: 583 GAITHER RD, Sykesville MD 21784, United States DESCRIPTION: Co owner. My husband do all the work I am a partner in the business EDUCATION FOUNDATION OF WASHINGTON COUNTY PUBLIC SCHOOLS POSITION: Board Member NATURE: Volunteer with the foundation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 10435 Downsville Pike, Hagerstown MD 21740, United States DESCRIPTION: With the foundation volunteer time with the foundation and assist with marketing the Foundation
CRS (Client Relationship Summary) - RIA
Click below to view Alicia Stephaine Kong's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alicia Stephaine Kong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
Ellicott City, MD
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
Ellicott City, MD
Past
September 25, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
COLUMBIA, MD
Past
September 25, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
August 24, 2005 - September 30, 2009
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
LINTHICUM, MD
Past
August 24, 2005 - September 30, 2009
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
LINTHICUM, MD
Past
March 17, 2004 - August 23, 2005
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
WASHINGTON, DC
Past
March 8, 2000 - August 23, 2005
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
October 28, 1997 - December 14, 1999
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/19/2019)
RR
Arizona(1/4/2022)
RR
California(4/30/2019)
RR
Colorado(10/14/2019)
RR
Connecticut(11/26/2018)
RR
Delaware(1/3/2011)
RR
District of Columbia(1/3/2011)
RR
Florida(11/23/2018)
RR
Georgia(11/26/2018)
RR
Illinois(11/26/2018)
RR
Indiana(11/26/2018)
RR
Iowa(1/4/2022)
RR
Kansas(11/26/2018)
RR
Kentucky(7/17/2023)
RR
Louisiana(1/4/2022)
RR
Maryland(1/3/2011)
IAR
Maryland(1/3/2011)
RR
Massachusetts(11/26/2018)
RR
Michigan(11/26/2018)
RR
Minnesota(1/4/2022)
RR
Mississippi(6/23/2025)
RR
Missouri(1/7/2020)
RR
Nevada(5/4/2023)
RR
New Hampshire(11/26/2018)
RR
New Jersey(2/7/2012)
RR
New Mexico(7/14/2025)
RR
New York(11/26/2018)
IAR
New York(10/6/2022)
RR
North Carolina(11/26/2018)
RR
Ohio(11/26/2018)
RR
Oklahoma(11/26/2018)
RR
Oregon(6/29/2022)
RR
Pennsylvania(5/5/2015)
RR
Rhode Island(10/17/2024)
RR
South Carolina(1/4/2022)
RR
Tennessee(11/26/2018)
RR
Texas(1/4/2022)
IAR
Texas(1/5/2022)
RR
Utah(1/4/2022)
RR
Vermont(11/26/2018)
RR
Virgin Islands(9/14/2022)
RR
Virginia(1/3/2011)
RR
Washington(1/18/2018)
RR
West Virginia(1/18/2018)
RR
Wisconsin(1/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
