Joe A. Sanchez
Professional summary
Joe Alexander Sanchez, who also goes by Medina, Joe Alexander Sanchez Medina, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chicago, Illinois and CETERA INVESTMENT SERVICES LLC located in Summit, Illinois.
Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joe has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joe Alexander Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6155 S Pulaski Rd, Chicago, IL 60629January 5, 2018 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 7447 W 63rd St, Summit, IL 60501Office #2: 3521 S Archer Ave, Chicago, IL 60609Office #3: 615 W 31st Street, Chicago, IL 60616Office #4: 6316 S Western Ave, Chicago, IL 60636Office #5: 5400 S Kedzie Ave, Chicago, IL 60632Office #6: 6155 S Pulaski Rd, Chicago, IL 60629March 17, 2014 - January 8, 2018
INVEST FINANCIAL CORPORATION
March 17, 2014 - January 8, 2018
INVEST FINANCIAL CORPORATION
January 15, 2013 - January 31, 2014
FIFTH THIRD SECURITIES, INC.
January 15, 2013 - January 31, 2014
FIFTH THIRD SECURITIES, INC.
September 29, 2011 - January 8, 2013
PNC WEALTH MANAGEMENT LLC
September 29, 2011 - January 8, 2013
PNC WEALTH MANAGEMENT LLC
March 18, 2011 - September 30, 2011
LPL FINANCIAL LLC
March 18, 2011 - September 30, 2011
LPL FINANCIAL LLC
April 5, 2010 - March 15, 2011
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - March 15, 2011
CHASE INVESTMENT SERVICES CORP.
April 20, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 21, 2003 - April 8, 2005
VISION INVESTMENT SERVICES, INC.
March 14, 2003 - April 23, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 18, 2000 - February 4, 2003
LASALLE FINANCIAL SERVICES, INC.
January 1, 2000 - April 17, 2000
CHARTER ONE SECURITIES, INC.
February 16, 1999 - January 1, 2000
INVESTMENT NETWORK, INC.
November 6, 1997 - August 10, 1998
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2020)
(1/2/2020)
(7/9/2020)
(1/5/2018)
(1/5/2018)
(6/13/2024)
(6/10/2019)
(4/22/2024)
(11/8/2018)
(1/12/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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