Thomas A. Connors
Professional summary
Thomas Armour Connors, who also goes by Thomas A Connors, Tom Connors, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Armour Connors's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2025 - Present
PINE DISTRIBUTORS LLC
Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246April 1, 2004 - February 14, 2024
LAZARD ASSET MANAGEMENT SECURITIES LLC
June 19, 2001 - April 1, 2004
LAZARD FRERES & CO. LLC
September 23, 1997 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
PINE DISTRIBUTORS LLC
CRD#: 323408 / SEC#: , 8-71004
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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