LORI J. NARDOLILLO
Professional summary
LORI J NARDOLILLO, who also goes by Lori Jo Collins ^^^^, Lori Jo Collins, Lori Jo Lachapelle, Lori Jo Lachappelle ^^^^, Lori Jo Lachappelle, Lori Jo Miklusis ^^^^, Lori Jo Miklusis, Lori Jo Moe ^^^^, Lori Jo Moe, Lori Jo Nardolillo ^^^^, Lori Nardolillo, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Naples, Florida.
LORI is registered as a RR (Registered Representative) and started their career in finance in 1997. LORI has worked at 7 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view LORI J NARDOLILLO's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2011 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 9045 Strada Stell Ct. Suite 303, Naples, FL 34109June 24, 2010 - March 23, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 2010 - March 23, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - June 7, 2010
MORGAN STANLEY
June 1, 2009 - June 7, 2010
MORGAN STANLEY
June 24, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 20, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 6, 2000 - June 25, 2008
FIDELITY BROKERAGE SERVICES LLC
September 20, 1997 - September 28, 2000
METROPOLITAN LIFE INSURANCE COMPANY
September 20, 1997 - September 28, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2013)
(1/13/2015)
(3/18/2011)
(3/18/2011)
(3/18/2011)
(1/2/2024)
(1/3/2022)
(3/18/2011)
(3/18/2011)
(1/4/2013)
(3/18/2011)
(3/18/2011)
(11/28/2018)
(3/18/2011)
(1/4/2013)
(3/18/2011)
Exams
FINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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