Lori J Nardolillo
Professional Summary
LORI J NARDOLILLO, who also goes by Lori Jo Collins ^^^^, Lori Jo Collins, Lori Jo Lachapelle, Lori Jo Lachappelle ^^^^, Lori Jo Lachappelle, Lori Jo Miklusis ^^^^, Lori Jo Miklusis, Lori Jo Moe ^^^^, Lori Jo Moe, Lori Jo Nardolillo ^^^^, Lori Nardolillo, is a registered financial advisor currently at HIGHTOWER SECURITIES, LLC located in Naples, Florida. LORI is registered as a RR (Registered Representative) and started their career in finance in 1997. LORI...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Lori brings over 36 years of diverse financial industry experience to the team. She has previously worked for Merrill Lynch, Morgan Stanley, Fidelity, and MetLife in various capacities. Lori holds her Series 7, 63 and insurance licenses.
Other Aliases
Lori Jo Collins ^^^^, Lori Jo Collins, Lori Jo Lachapelle, Lori Jo Lachappelle ^^^^, Lori Jo Lachappelle, Lori Jo Miklusis ^^^^, Lori Jo Miklusis, Lori Jo Moe ^^^^, Lori Jo Moe, Lori Jo Nardolillo ^^^^, Lori Nardolillo
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Videos & Posts
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Contact Information
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
Contact Information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414Phone Number
(312) 962-3800Established
Illinois since 06/28/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | — |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SANGEKAR, JASON A | CHIEF EXECUTIVE OFFICER | 5159857 |
Disclosures
Regulatory Event
5Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/4/2013)
(1/13/2015)
(3/18/2011)
(3/18/2011)
(3/18/2011)
(1/2/2024)
(1/3/2022)
(3/18/2011)
(3/18/2011)
(1/4/2013)
(3/18/2011)
(3/18/2011)
(11/28/2018)
(3/18/2011)
(1/4/2013)
(3/18/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view LORI J NARDOLILLO's CRS (Customer Relationship Summary).
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