MH
Michael S. Hebert
FIRST NATIONAL ADVISORS LLC
Rockland, MA 02370
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CRD#: 2944688
MH
Professional summary
Michael Scott Hebert, AIF® is a registered financial advisor currently at FIRST NATIONAL ADVISORS LLC located in Rockland, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Rockland, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FIRST NATIONAL ADVISORS LLC, A REGISTERED INVESTEMENT ADVISOR / 300 LEDGEWOOD PLACE, SUITE 101, ROCKLAND, MA 02370/INVESTMENT ADVISOR REPRESENTATIVE/ START DATE 04/2006, 160 HOURS/MONTH/INVESTMENT ADVISOR, 8 HOURS DURING MARKET HOURS; PARTNER, INVESTMENT OFFICER,OPERATIONS, BUSINESS DEVELOPMENT; FINANCIAL PLANNING. 2)SAIL NANTASKET, INC; BOARD OF DIRECTORS; 510(C)(3) NON-PROFIT ORGANIZATION; CO-FOUNDED SEPTEMBER 2005 IN HULL, MA; P.O BOX 200; HULL, MA 02045; 100% VOLUNTEER; NOT INVESTMENT RELATED; NO COMPENSATION; LESS THAN 10 HOURS PER MONTH; NO TIME SPENT DURING MARKET HOURS; NON-INVESTMENT RELATED. 3)PKSF; INVESTMENT RELATED; 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE BUSINESS; 10 HRS PER MONTH; RECOMMEND & SELL INSURANCE POLICIES 4) NOTARY PUBLIC FOR THE STATE OF MA. NOT INVESTMENT-RELATED. AT REGISTERED LOCATION. PUBLIC SEVRANT. NOTARY PUBLIC. START: 08/2020. 1 HR/MONTH; ALL DURING TRADING HOURS. WITNESSING SIGNATURES AND PERFORMING NOTORIAL ACTS. 5) M&M FNA Holdings LLC. Holding Co for Ownership interest in RIA. 250 Lido Dr Punta Gorda FL 33950. Managing Member. 5 hours/5 hours. Receive Distributions from operating LLC. Start 1/3/2024 6) MSH FNA Services LLC. 250 Lido Dr Punta Gorda FL 33950. LLC setup for tax purposes. Will receive IAR fees. 100 hours/100 hours. Start 1/1/2024. 7) Rhodes 19 Class Association(Sailing) 395 Highland St Marshfield MA 02050. Non for profit Sailing Association. President. Oversight of finances which is handled by the treasurer. 5 hours/5 hours. Start 1/1/2024. Enforce bylaws of the organization. Coordinate regattas, oversee promotion via newsletters and emails.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Hebert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 1, 2005 - Present
FIRST NATIONAL ADVISORS LLC
Office #1: 300 Ledgewood Place Suite 101, Rockland, MA 02370RIA
CRD#: 120859
Rockland, MA
Current
April 5, 2006 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 300 Ledgewood Place Ste. 101, Rockland, MA 02370BD
CRD#: 35747
Rockland, MA
Past
January 7, 2000 - April 6, 2006
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCKLAND, MA
Past
September 29, 1997 - April 6, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FN
FIRST NATIONAL ADVISORS LLC
FIRST NATIONAL ADVISORS LLC | FIRST NATIONAL CORPORATION
CRD#: 120859 / SEC#: 801-66086
RIA
Registered Investment Advisory firm - (2/1/2006 Approved)Massachusetts
Registered Investment Advisory firm - (2/28/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/27/2014)
IAR
Florida(8/21/2023)
RR
Maine(4/5/2006)
IAR
Massachusetts(2/1/2005)
RR
Massachusetts(4/5/2006)
RR
New Hampshire(4/5/2006)
RR
Rhode Island(2/12/2013)
IAR
Texas(5/8/2006)
RR
Virginia(4/5/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FN
FIRST NATIONAL ADVISORS LLC
FIRST NATIONAL ADVISORS LLC | FIRST NATIONAL CORPORATION
CRD#: 120859 / SEC#: 801-66086
RIA
Registered Investment Advisory firm - (2/1/2006 Approved)Massachusetts
Registered Investment Advisory firm - (2/28/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Ledgewood Place Suite 101, Rockland, MA 02370
Mailing Address
Phone number
(781) 878-7757
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,337 |
| AUM (Assets Under Management) | $ 1,366,635,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2024 | ||
| 08/28/2023 | ||
| 09/14/2022 |
Red Flags
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Company Information
FIRST NATIONAL ADVISORS LLC
CRD#: 120859Rockland, MA 02370TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
