David A. Hamilton
Professional summary
David Alan Hamilton is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alan Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 20, 2025 - April 3, 2025
CETERA WEALTH SERVICES, LLC
February 10, 2011 - August 2, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 15, 2007 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 7, 2006 - February 16, 2007
OSAIC FS, INC.
October 1, 1997 - February 16, 2007
OSAIC FS, INC.
September 25, 1997 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2025)
(4/1/2025)
(4/1/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
