David D. Semersky

CETERA INVESTMENT ADVISERS LLC

JONESBOROUGH, TN 37659

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CRD#: 2943874

Professional summary

David Don Semersky is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jonesborough, Tennessee and CETERA ADVISORS LLC located in Jonesborough, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: ERGAWEALTH ADVISORS, INVESTMENT RELATED, ADDRESS IS THE REGISTER LOCATION, FINANCIAL PLANNING, INVESTMENTS, START FEBRUARY 2014, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, WEALTH ADVISOR. 2) NAME OF OTHER BUSINESS: ALANA BASS CPA; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: BOOKKEEPER/TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GENERAL BOOKKEEPING AND TAX PREP FOR INDIVIDUALS AND BUSINESSES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Don Semersky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 555 Sand Valley Rd, Jonesborough, TN 37659

RIA

CRD#: 105644

JONESBOROUGH, TN

Current

October 29, 2012 - Present

CETERA ADVISORS LLC

CRD#: 10299

Jonesborough, TN

Past

October 30, 2012 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

OAK BROOK, IL

Past

December 10, 2009 - November 1, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DEERFIELD, IL

Past

October 5, 2009 - November 1, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

DEERFIELD, IL

Past

May 2, 2008 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

NORTHBROOK, IL

Past

January 30, 2004 - May 7, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

CHICAGO, IL

Past

January 30, 2004 - May 7, 2008

CETERA ADVISORS LLC

CRD#: 10299

CHICAGO, IL

Past

December 12, 2001 - February 24, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NORTHBROOK, IL

Past

November 30, 2001 - February 24, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 15, 1999 - December 7, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 16, 1997 - October 14, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(6/3/2019)

Tennessee
(3/14/2024)

IAR

Tennessee
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/6/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/15/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David D. Semersky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Don Semersky's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/1997

Series 63

Date: 10/27/1997

SIE

Date: 10/1/2018

Series 31

Date: 11/6/1997

Series 7

Date: 10/15/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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