JA
John E. Akridge
HEIGHT ANALYTICS
Washington, DC 20005
Some features on this profile are disabled
CRD#: 2943557
JA
Professional summary
John Edward Akridge IV is a registered financial advisor currently at HEIGHT ANALYTICS, LLC located in Washington, District Of Columbia and HEIGHT CAPITAL MARKETS located in Washington, District Of Columbia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HEIGHT SECURITIES, LLC; IS INVESTMENT RELATED; 1775 PENNSYLVANIA AVENUE, 11TH FLOOR, NW, WASH., D.C. 20006;05/2009; PROVIDES BROKERAGE, RESEARCH AND UNDERWRITING; APPROX. 112 HOURS PER MONTH; 5 HOURS DURING A TRADING DAY;MANAGING PARTNER.
2) HEIGHT ANALYTICS, LLC; IS INVESTMENT RELATED; 1775 PENNSYLVANIA AVENUE, NW, 11TH FLOOR, WASH., D.C. 20006; PROVIDES RESEARCH SERVICES TO INSTITUTIONAL CLIENTELE; APPROX. 48 HOURS PER MONTH; 2 HOURS DURING A TRADING DAY;12/2008;MANAGING PARTNER.
3) HEIGHT CAPITAL, LLC; NOT INVESTMENT RELATED; 1175 PENNSYLVANIA AVE., NW, 11TH FLOOR, WASH., D.C. 20006, OWNS HEIGHT SECURITIES AND HEIGHT ANALYTICS; LESS THAN 10 HOURS PER MONTH; NO TIME DURING THE TRADING DAY; 01/2009.
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Akridge IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2009 - Present
HEIGHT ANALYTICS, LLC
Office #1: 1401 New York Ave Nw Suite 700, Washington, DC 20005RIA
CRD#: 149162
Washington, DC
Current
April 6, 2010 - Present
HEIGHT CAPITAL MARKETS
Office #1: 1401 New York Avenue Nw Suite 700, Washington, DC 20005Office #2: 1401 New York Avenue Nw Suite 700, Washington, DC 20005BD
CRD#: 150659
Washington, DC
Past
July 17, 2009 - May 26, 2010
IRC SECURITIES LLC
BD
CRD#: 150022
WASHINGTON, DC
Past
February 4, 2009 - May 11, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
BD
CRD#: 103734
WASHINGTON, DC
Past
January 9, 2009 - July 16, 2009
IRC SECURITIES
BD
CRD#: 16049
NEW YORK, NY
Past
December 18, 1997 - December 12, 2008
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
ARLINGTON, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2019)
RR
California(11/29/2011)
RR
Colorado(12/2/2011)
IAR
Connecticut(9/17/2010)
RR
Connecticut(3/10/2011)
RR
Delaware(3/14/2011)
IAR
District of Columbia(1/16/2009)
RR
District of Columbia(7/28/2010)
RR
Florida(3/30/2011)
RR
Georgia(1/27/2011)
RR
Illinois(2/24/2011)
RR
Indiana(3/7/2011)
RR
Maryland(2/17/2011)
RR
Massachusetts(2/18/2011)
RR
Michigan(2/24/2011)
RR
Minnesota(2/1/2011)
RR
Mississippi(2/14/2011)
RR
Missouri(3/15/2011)
RR
New Jersey(4/1/2011)
RR
New York(11/17/2011)
RR
North Carolina(1/27/2011)
RR
Ohio(2/18/2011)
RR
Oklahoma(1/31/2011)
RR
Pennsylvania(2/3/2011)
RR
Tennessee(6/14/2011)
RR
Texas(3/11/2011)
RR
Virginia(8/4/2010)
RR
Wisconsin(3/2/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/19/2009
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
HA
HEIGHT ANALYTICS, LLC
HEIGHT ANALYTICS, LLC
CRD#: 149162 / SEC#:
Colorado
Registered Investment Advisory firm - (8/23/2017 Terminated)Connecticut
Registered Investment Advisory firm - (9/17/2010 Approved)District of Columbia
Registered Investment Advisory firm - (1/16/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1401 New York Ave Nw Suite 700, Washington, DC 20005
Mailing Address
Phone number
(202) 629-0000
Established
Firm type
Fiscal year end
# of Employees
6
Red Flags
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