Puneet S. Sahi
Professional summary
Puneet Singh Sahi is a registered financial advisor currently at IRON HORSE CAPITAL, INC. located in Irvine, California.
Puneet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Puneet has worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Puneet Singh Sahi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2022 - Present
IRON HORSE CAPITAL, INC.
February 8, 2019 - March 31, 2024
COORDINATE WEALTH
March 3, 2017 - June 3, 2019
PALO CAPITAL, INC.
July 15, 2015 - January 3, 2017
GFO ADVISORY SERVICES, LLC
December 6, 2013 - July 2, 2015
HUTCHINSON CAPITAL MANAGEMENT
May 12, 2010 - July 26, 2011
GFO ADVISORY SERVICES, LLC
September 29, 2004 - July 11, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 30, 2003 - August 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2022)
Exams
Current Firm
IRON HORSE CAPITAL, INC.
CRD#: 319015 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 92,768,573 |
Red Flags
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