Javier M. Wiley
Professional summary
Javier Maurice Wiley, who also goes by Javier M Wiley, Javier Wiley, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Los Angeles, California.
Javier is registered as a RR (Registered Representative) and started their career in finance in 1998. Javier has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Javier Maurice Wiley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2025 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 1999 Avenue Of The Stars Suite 3200, Los Angeles, CA 90067July 31, 2006 - October 14, 2021
BEL AIR SECURITIES LLC
April 10, 2006 - July 10, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 2, 2001 - June 22, 2005
IMPERIAL CAPITAL, LLC
August 9, 2000 - February 14, 2001
COUNTRYWIDE SECURITIES CORPORATION
October 13, 1999 - July 28, 2000
CITIGROUP GLOBAL MARKETS INC.
July 12, 1999 - July 27, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 3, 1998 - July 12, 1999
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/5/2024
General Securities Representative ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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