Joseph M. Favorito

LANDMARK WEALTH MANAGEMENT

Melville, NY 11747

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CRD#: 2942891

Professional summary

Joseph Michael Favorito, CFP® is a registered financial advisor currently at LANDMARK WEALTH MANAGEMENT, LLC located in Melville, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joseph has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Favorito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

February 26, 2021 - Present

LANDMARK WEALTH MANAGEMENT, LLC

Office #1: 95 Broadhollow Road, Suite 102, Melville, NY 11747

RIA

CRD#: 158693

Melville, NY

Past

September 30, 2005 - October 1, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GARDEN CITY, NY

Past

June 17, 2004 - August 25, 2005

TD AMERITRADE, INC.

RIA

CRD#: 7870

SMITHTOWN, NY

Past

June 18, 1999 - August 25, 2005

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

October 7, 1998 - May 18, 1999

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

July 6, 1998 - September 22, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 6, 1998 - September 22, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 18, 1997 - May 20, 1998

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDMARK WEALTH MANAGEMENT, LLC

CRD#: 158693 / SEC#: 801-80788

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

New York

Registered Investment Advisory firm - (1/7/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/15/2022)

IAR

New York
(2/26/2021)

IAR

Texas
(3/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/21/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/21/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

LANDMARK WEALTH MANAGEMENT, LLC

CRD#: 158693 / SEC#: 801-80788

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

New York

Registered Investment Advisory firm - (1/7/2015 Terminated)

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Contact information

Main Address

95 Broadhollow Road, Suite 102, Melville, NY 11747

Mailing Address

Phone number

(888) 342-6436

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/3/2025)

Regulatory assets under management

Total Number of Accounts	787
AUM (Assets Under Management)	$ 310,516,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph M. Favorito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Favorito's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MURIEL SIEBERT & CO., LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

A.S. GOLDMEN & CO., INC.

Primary Firm SEC Registration

LANDMARK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2003

Series 63

Date: 1/28/1998

Series 7

Date: 12/17/1997

Series 10

Date: 9/21/2000

Series 9

Date: 9/21/2000

Current Firm

LANDMARK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANDMARK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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