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JB

Jon R. Berquist

ACCORD CAPITAL PARTNERS LLC
San Francisco, CA 94108-5324
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CRD#: 2942528
JB

Professional summary


Jon Robert Berquist, who also goes by Jack R. Berquist, Jack Berquist, is a registered financial professional currently at ACCORD CAPITAL PARTNERS LLC located in San Francisco, California.

Jon is registered as a RR (Registered Representative) and started their career in finance in 1997. Jon has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jack R. Berquist | Jack Berquist

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jon Robert Berquist's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 4, 2013 - Present

ACCORD CAPITAL PARTNERS LLC

Office #1: 240 Stockton Street 7th Floor, San Francisco, CA 94108-5324
BD
CRD#: 166498
San Francisco, CA
Past

March 11, 2011 - September 19, 2011

PRESIDIO PARTNERS LLC

BD
CRD#: 128280
SAN FRANCISCO, CA
Past

November 19, 2010 - March 7, 2013

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
SAN FRANCISCO, CA
Past

January 30, 2004 - November 19, 2010

PRESIDIO PARTNERS LLC

BD
CRD#: 128280
SAN FRANCISCO, CA
Past

November 6, 1997 - March 1, 2004

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/4/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 8/10/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AC
ACCORD CAPITAL PARTNERS LLC
ACCORD CAPITAL PARTNERS LLC

CRD#: 166498 / SEC#: , 8-69217

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
240 Stockton Street 7th Floor, San Francisco, CA 94108-5324
Mailing Address
240 Stockton Street 7th Floor, San Francisco, CA 94108-5324
Phone number
(628) 218-7984
Established
Delaware since 10/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ACCORD GROUP HOLDINGS LLCMANAGER/MEMBER
CO, DESIDERIO G. JR.CEO/FINOP/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER2969057
PETERSON, PATRICIA FAIGAOCHIEF OPERATING OFFICER2681478
RAMAN, PRABHUCHIEF COMPLIANCE OFFICER6696742

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ACCORD CAPITAL PARTNERS LLC

CRD#: 166498San Francisco, CA 94108-5324

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