DL
David W. Livingston
TRUIST ADVISORY SERVICES
TAMPA, FL 33626
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CRD#: 2942325
DL
Professional summary
David William Livingston is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tampa, Florida and TRUIST INVESTMENT SERVICES, INC. located in Tampa, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIVINGSTON GALLERIES, INC. POSITION: Secretary/Bookeeper NATURE: Photography business. Wedding and family photography, Corporate shoots, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: , Safety Harbor FL , United States DESCRIPTION: Balancing checkbook and writing checks to pay the bills
CRS (Client Relationship Summary) - RIA
Click below to view David William Livingston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 12101 Linebaugh Ave, Tampa, FL 33626RIA
CRD#: 283390
TAMPA, FL
Current
March 3, 2000 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 12101 W Linebaugh Ave, Tampa, FL 33626BD
CRD#: 17499
Tampa, FL
Past
March 3, 2000 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
PALM HARBOR, FL
Past
October 27, 1997 - February 28, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/8/2016)
RR
Arkansas(6/25/2019)
RR
California(6/28/2000)
RR
Colorado(9/16/2013)
RR
Connecticut(5/25/2017)
RR
Delaware(4/30/2015)
RR
Florida(3/3/2000)
IAR
Florida(8/18/2016)
RR
Georgia(10/16/2008)
RR
Idaho(4/24/2025)
RR
Illinois(9/5/2023)
RR
Indiana(10/16/2018)
RR
Kentucky(10/16/2018)
RR
Maine(12/14/2022)
RR
Maryland(8/27/2024)
RR
Massachusetts(4/4/2007)
RR
Michigan(8/6/2012)
RR
Minnesota(1/20/2010)
RR
Nebraska(9/20/2022)
RR
New Hampshire(8/30/2021)
RR
New Jersey(10/13/2011)
RR
New Mexico(11/25/2020)
RR
New York(8/6/2021)
RR
North Carolina(2/22/2010)
RR
Ohio(5/31/2007)
RR
Oregon(7/6/2020)
RR
Pennsylvania(10/16/2018)
RR
Puerto Rico(10/16/2018)
RR
Rhode Island(11/5/2012)
RR
South Carolina(7/6/2020)
RR
Tennessee(6/12/2024)
RR
Texas(4/16/2018)
IAR
Texas(12/18/2018)
RR
Virginia(1/27/2016)
RR
Washington(5/9/2007)
RR
Wisconsin(7/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Tampa, FL 33626TRUST BUT VERIFY
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