Brian S. Yelvington
Professional summary
Brian Scott Yelvington is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 7, Series 31 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Scott Yelvington's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2026 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue 2nd Floor, New York, NY 10020April 11, 2011 - June 7, 2013
FIRST NEW YORK SECURITIES L.L.C.
January 3, 2011 - April 8, 2011
KNIGHT CAPITAL AMERICAS, L.P.
November 5, 2009 - January 3, 2011
KNIGHT LIBERTAS LLC
August 26, 2009 - October 5, 2009
CHAPDELAINE TULLETT PREBON, LLC
August 27, 2001 - December 13, 2002
LEHMAN BROTHERS INC.
February 22, 1999 - November 22, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/2/2026
General Securities Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
