William R. Casillas
Professional summary
William R Casillas JR, who also goes by Bill Casillas Jr, William R Castillas Jr, is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in El Paso, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William R Casillas JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2012 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 4120 Rio Bravo Ste. 307, El Paso, TX 79902April 24, 2012 - May 11, 2012
IMS SECURITIES, INC.
July 10, 2003 - May 25, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
December 19, 2001 - July 14, 2003
LOCUST STREET SECURITIES, INC.
January 24, 2001 - December 19, 2001
RUSHMORE SECURITIES CORPORATION
August 26, 1998 - March 8, 2001
NORTHSTAR SECURITIES, INC.
May 4, 1998 - December 9, 1998
DOMINION CAPITAL CORPORATION
April 28, 1998 - May 13, 1998
EDI FINANCIAL, INC.
December 16, 1997 - March 17, 1998
DOMINION CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2023)
(5/1/2014)
(5/16/2012)
Exams
FINRA
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
