RW
Robert M. Weldon
CETERA INVESTMENT ADVISERS LLC
SAFETY HARBOR, FL 34695
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CRD#: 2941313
RW
Professional summary
Robert Matthew Weldon is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Safety Harbor, Florida and CETERA WEALTH SERVICES, LLC located in Safety Harbor, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HEART OF TAMPA DEVELOPMENT, INC.; NOT INVESTMENT RELATED; SAME AS BRANCH ADDRESS; RENTALS; OWNER; STARTED 9/19/2005; APX 1 HOUR/MONTH, NONE DURING TRADING; 2 RESIDENTIAL RENTALS
(2) THE HIGHLANDS AT SAFETY HARBOR HOA; 3527 PALM HARBOR BLVD, PALM HARBOR, FL 34683; TREASURER OF HOA; TREASURER; STARTED 9/2/1998; APX 1 HOUR/MONTH, NONE DURING TRADING; MEET OCCASIONALLY, PREPARE ACCOUNTINGS
(3) LOWERY, WELDON AND COMPANY, CPAS; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; BUSINESS MANAGER; OWNER/CPA; STARTED 8/22/1994; APX 160 HOURS/MONTH ALL DURING TRADING; MANAGE ACCOUNTS, TAX AND CONSULTING BUSINESS
(4) S HARBOR INVESTMENTS, LLC; SAME AS REGISTERED ADDRESS; COMMERCIAL PROPERTY; MGRM; STARTED 10/7/2010; APX 5 HOURS/MONTH, NONE DURING TRADING; OWNERSHIP OF BUILDING, NOT MARKETED
(5) NAME OF OTHER BUSINESS: RENTAL PROPERTY;
INVESTMENT RELATED: NO;
ADDRESS: 911 WOODBRIDGE COURT, SAFETY HARBOR, FL 34695;
NATURE OF BUSINESS: RENTAL PROPERTY;
START DATE: 05/2015;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
BRIEF DESCRIPTION OF DUTIES: COLLECT RENT, MAINTAIN PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Matthew Weldon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 129 6th Ave N, Safety Harbor, FL 34695RIA
CRD#: 105644
SAFETY HARBOR, FL
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 129 6th Ave N, Safety Harbor, FL 34695BD
CRD#: 13572
Safety Harbor, FL
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 9, 2016 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
BOCA RATON, FL
Past
August 23, 2016 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
SAFETY HARBOR, FL
Past
February 1, 2006 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
SAFETY HARBOR, FL
Past
January 6, 2006 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
SAFETY HARBOR, FL
Past
September 26, 1997 - January 3, 2006
ROGAN & ASSOCIATES, INC.
RIA
CRD#: 42762
SAFETY HARBOR, FL
Past
September 19, 1997 - January 3, 2006
ROGAN & ASSOCIATES, INC.
BD
CRD#: 42762
SAFETY HARBOR, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/30/2021)
RR
Colorado(11/6/2020)
RR
Florida(9/21/2019)
IAR
Florida(5/18/2023)
RR
Georgia(4/28/2020)
RR
North Carolina(11/3/2020)
RR
Wyoming(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/27/2009
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Safety Harbor, FL 34695TRUST BUT VERIFY
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