Jeremy Paul
PERIGON WEALTH MANAGEMENT | President
Boca Raton, FL 33486
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CRD#: 2941072
Professional summary
Jeremy Paul, CFP® is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Boca Raton, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Boca Raton, Florida.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeremy has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1.] Mr. Paul is dually registered with Perigon Wealth Management, LLC ("Perigon") and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Paul has served as an investment advisor representative for Perigon since 11/2019 and as a registered representative with PKS since 10/2017. Business is conducted from 5355 Town Center Road, Suite 204, Boca Raton, FL 33486. Approximately 90% of Mr. Paul's time is spent overseeing business development and client service, including portfolio review and recommendations, and the balance as a registered representative. [2.] National Cancer Center, Inc. Not investment-related; 88 Sunnyside Blvd Plainview, NY 11803; Board Member; One hour monthly, during trading hours. [3.] Licensed Insurance Agent; Not investment related; 5355 Town Center Road, Suite 204, Boca Raton, FL 33486; Insurance Sales; 11/2002; one hour per month during securities trading hours. Insurance sales and reviews.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Paul's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 6, 2019 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 5355 Town Center Road Suite 204, Boca Raton, FL 33486RIA
CRD#: 131037
Boca Raton, FL
Current
October 24, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5355 Town Center Road Suite 204, Boca Raton, FL 33431BD
CRD#: 35747
Boca Raton, FL
Past
November 14, 2017 - January 17, 2020
RLP WEALTH ADVISORS, LLC
RIA
CRD#: 289841
RIDGEWOOD, NJ
Past
November 9, 2017 - December 31, 2017
RLP WEALTH ADVISORS, LLC
RIA
CRD#: 289841
Ridgewood, NJ
Past
October 6, 2016 - October 11, 2019
BLUESKY INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 226711
Boca Raton, FL
Past
September 1, 2016 - December 31, 2016
BLUESKY INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 226711
RIDGEWOOD, NJ
Past
November 30, 2005 - November 9, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
RIDGEWOOD, NJ
Past
November 30, 2005 - November 9, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RIDGEWOOD, NJ
Past
August 1, 2003 - November 30, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
NEW YORK, NY
Past
January 22, 2001 - January 28, 2003
NATHAN & LEWIS SECURITIES, INC.
RIA
CRD#: 8503
NEW YORK, NY
Past
January 22, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
November 22, 1997 - January 24, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/17/2023)
RR
California(1/3/2019)
RR
Connecticut(1/3/2019)
RR
Florida(10/31/2017)
IAR
Florida(11/6/2019)
RR
Massachusetts(10/24/2017)
RR
New Jersey(10/24/2017)
RR
New York(10/24/2017)
IAR
New York(8/2/2024)
IAR
Texas(11/30/2023)
RR
Virginia(10/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
PERIGON WEALTH MANAGEMENT, LLC
PresidentCRD#: 131037Boca Raton, FL 33486TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
