Jodi B. Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jodi Brett Phillips, who also goes by Jodi Brett Phillips, was a registered financial professional .
Jodi is a previously registered financial professional and started their career in finance in 2016. Jodi had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2016 - October 3, 2023
KCS WEALTH ADVISORY
State Registrations and Notice Filings
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Exams
Current Firm
KCS WEALTH ADVISORY
CRD#: 169846 / SEC#: 801-80615
Contact information
Regulatory assets under management
| Total Number of Accounts | 954 |
| AUM (Assets Under Management) | $ 349,656,033 |
Red Flags
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