Brian Mungovan
Professional summary
Brian Mungovan, who also goes by Brian P Mungovan, Brian Patrick Mungovan, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Littleton, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Mungovan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
September 14, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 1, 2018 - April 4, 2023
TRANSAMERICA INVESTORS SECURITIES, LLC
September 26, 2018 - April 4, 2023
TRANSAMERICA RETIREMENT ADVISORS, LLC
April 4, 2007 - November 2, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 27, 2004 - November 2, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 12, 2003 - September 16, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 12, 2003 - September 16, 2004
MSI FINANCIAL SERVICES, INC.
December 24, 1997 - December 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
