DO
David V. Orsolino
PARK AVENUE SECURITIES LLC
New York, NY 10022
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CRD#: 2939889
DO
Professional summary
David V Orsolino, CFP®, CLU®, who also goes by David VIncent Orsolino, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Vincent Orsolino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DavidOrsolino.com, INC. -Created an entity to receive commissions as well as pay my staff their bonuses, Start: 07/15/2013, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 2. Other insurance carriers-From time to time I will place some products with outside carriers, Start: 02/10/2015, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Trustee - 2011 Irrevocable Trust , Start: 10/05/2011, Address: 5 Kasey Court, Somerset NJ 08873, 0 hrs per month, Investment related,
CRS (Client Relationship Summary) - RIA
Click below to view David V Orsolino's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David V Orsolino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
April 17, 2007 - Present
PARK AVENUE SECURITIES LLC
Office #1: 437 Madison Avenue 29th Floor, New York, NY 10022RIA
BD
CRD#: 46173
New York, NY
Current
December 7, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 437 Madison Avenue 29th Floor, New York, NY 10022RIA
BD
CRD#: 46173
New York, NY
Past
June 11, 2002 - October 17, 2005
MCGINN, SMITH & CO., INC.
BD
CRD#: 8453
ALBANY, NY
Past
June 6, 2001 - June 25, 2002
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
November 13, 2000 - June 5, 2001
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
August 20, 1998 - October 15, 1999
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
October 20, 1997 - August 19, 1998
LCP CAPITAL CORP.
BD
CRD#: 14469
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/25/2015)
IAR
Arizona(3/9/2015)
RR
California(1/19/2006)
IAR
California(8/7/2007)
RR
Colorado(1/19/2006)
RR
Connecticut(11/20/2013)
IAR
Connecticut(11/20/2013)
RR
Florida(1/19/2006)
IAR
Florida(11/22/2010)
RR
Georgia(6/5/2014)
IAR
Georgia(6/5/2014)
RR
Idaho(2/8/2011)
IAR
Idaho(7/15/2013)
RR
Illinois(3/9/2020)
IAR
Illinois(3/18/2024)
RR
Indiana(1/12/2010)
RR
Iowa(2/23/2018)
IAR
Iowa(2/23/2018)
RR
Kansas(8/13/2024)
IAR
Kansas(8/13/2024)
RR
Louisiana(10/7/2022)
IAR
Louisiana(10/7/2022)
RR
Maryland(9/16/2020)
IAR
Maryland(9/16/2020)
RR
Massachusetts(9/27/2018)
IAR
Massachusetts(7/21/2020)
RR
Minnesota(12/22/2016)
IAR
Minnesota(12/22/2016)
RR
Nevada(12/21/2023)
IAR
Nevada(12/26/2023)
RR
New Jersey(12/7/2005)
IAR
New Jersey(4/17/2007)
RR
New Mexico(6/6/2023)
IAR
New Mexico(6/7/2023)
RR
New York(12/7/2005)
IAR
New York(4/16/2021)
RR
North Carolina(4/5/2011)
IAR
North Carolina(6/4/2015)
IAR
Oklahoma(8/13/2024)
RR
Pennsylvania(4/5/2011)
IAR
Pennsylvania(4/7/2011)
RR
South Carolina(1/9/2013)
IAR
South Carolina(1/11/2013)
RR
Texas(4/13/2017)
IAR
Texas(4/13/2017)
RR
Virginia(11/14/2008)
IAR
Virginia(8/26/2011)
RR
Washington(1/19/2006)
IAR
Washington(6/10/2021)
RR
Wyoming(5/6/2025)
IAR
Wyoming(5/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/1/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
