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MN

Monica K. Nazareno

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CRD#: 2939887
MN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Monica Kelly Nazareno was a registered financial professional .

Monica is a previously registered financial professional and started their career in finance in 2005. Monica had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 15, 2016 - August 10, 2020

ARROWROOT PARTNERS, LLC

BD
CRD#: 173085
SANTA MONICA, CA
Past

March 16, 2010 - February 9, 2015

JEFFERIES LLC

BD
CRD#: 2347
LOS ANGELES, CA
Past

November 24, 2005 - June 17, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2005
General Securities Representative Examination

Current Firm

AP
ARROWROOT PARTNERS, LLC
ARROWROOT PARTNERS, LLC

CRD#: 173085 / SEC#: , 8-69528

BD
Terminated by SEC on 08/01/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 08/05/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
VITREOUS PARTNERS HOLDINGS, LLCSHAREHOLDER
APERGIS, IRENE GERASIMOSFINOP/ PFO/ POO/ REGISTERED PRINCIPAL3230747
SANTOS, ROBERT FRANCISCOCEO/CCO/MANAGING DIRECTOR4801410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARROWROOT PARTNERS, LLC

CRD#: 173085

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