John P. Oreilly
Professional summary
John Patrick Oreilly, who also goes by Johnny Oreilly, Johnny O Oreilly, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Patrick Oreilly's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 8, 2014 - February 5, 2018
PRUCO SECURITIES, LLC.
June 25, 2012 - July 8, 2014
THE LEADERS GROUP, INC.
August 3, 2010 - August 1, 2011
VOYA FINANCIAL ADVISORS, INC.
January 3, 2005 - July 28, 2010
TOWER SQUARE SECURITIES, INC.
April 24, 2002 - December 31, 2004
TOWER SQUARE SECURITIES, INC.
May 17, 2000 - September 28, 2001
HIMCO DISTRIBUTION SERVICES COMPANY
December 16, 1997 - April 20, 2000
ROBERT W. BAIRD & CO. INCORPORATED
December 16, 1997 - May 11, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2018)
(4/9/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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