Michael D. Dunn
Professional summary
Michael D Dunn, who also goes by Michael Daniel Dunn, is a registered financial advisor currently at BAKERAVENUE located in Del Mar, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael D Dunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2022 - Present
BAKERAVENUE
Office #1: 12636 High Bluff Dr Ste 400-11722, Del Mar, CA 92130October 29, 2021 - January 11, 2022
MORGAN STANLEY
October 29, 2021 - January 11, 2022
MORGAN STANLEY
October 3, 2016 - July 9, 2021
U.S. BANCORP INVESTMENTS, INC.
September 30, 2016 - July 9, 2021
U.S. BANCORP INVESTMENTS, INC.
September 2, 2015 - June 23, 2016
STRATEGIC ADVISERS LLC
August 20, 2015 - June 20, 2016
FIDELITY BROKERAGE SERVICES LLC
April 8, 2014 - August 12, 2015
WELLS FARGO CLEARING SERVICES, LLC
April 8, 2014 - August 12, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 14, 2009 - February 25, 2014
WELLS FARGO CLEARING SERVICES, LLC
September 22, 2009 - February 25, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 24, 2002 - September 23, 2009
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - September 23, 2009
WELLS FARGO INVESTMENTS, LLC
February 25, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
September 12, 1997 - March 9, 1999
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BAKERAVENUE
CRD#: 132657 / SEC#: 801-63576
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2022)
(1/21/2022)
Exams
Current Firm
BAKERAVENUE
CRD#: 132657 / SEC#: 801-63576
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,138 |
| AUM (Assets Under Management) | $ 3,771,014,366 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/05/2025 | ||
| 08/28/2024 | ||
| 04/02/2024 | ||
| 03/14/2023 |
Red Flags
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