RJ
Richard C. Jarchow
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
FORT LAUDERDALE, FL 33316
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CRD#: 2939027
RJ
Professional summary
Richard Carl Jarchow SR, who also goes by Rick Jarchow Sr, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fort Lauderdale, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fort Lauderdale, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Jarchow Sr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
2)RICHARD C. SR. AND DIANE E. JARCHOW. FORT LAUDERDALE, FL. STARTED 1/1987 AS OWNER. REAL ESTATE RENTAL - LEASE CONDOMINIUM OFFICE SPACE TO RICHARD C. JARCHOW, CPA'S. SPENDS 10 HR/YR, NONE DURING TRADING.
3)KANTNER FOUNDATION, INC., 3801 PGA BOULEVARD, SUITE 902, PALM BEACH GARDENS, FL 33410, DIRECTOR, SINCE 1/1/90, INVESTMENT RELATED, 100 HOURS YEARLY DURING TRADING HOURS.
4)RICHARD C JARCHOW, CPA'S; 888 SE THIRD AVENUE, SUITE 401. FORT LAUDERDALE, FL 33316. BEGAN 6/30/83 AS PARTNER. NOT INVESTMENT RELATED. DEVOTES 900 HR/YR; 600 DURING TRADING.
5. PILLAR WEALTH INC, 888 SE THIRD AVE STE 401, FT. LAUDERDALE, FL, 01/1997. PRESIDENT, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-20/WK-20/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Carl Jarchow SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: The Legal Center 888 Se Third Ave Ste 401, Fort Lauderdale, FL, 33316RIA
CRD#: 134139
FORT LAUDERDALE, FL
Current
May 1, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: The Legal Center 888 Se Third Ave Ste 401, Fort Lauderdale, FL, 33316BD
CRD#: 39543
Fort Lauderdale, FL
Past
November 4, 2009 - May 8, 2014
LATITUDE ADVISORS, LLC
RIA
CRD#: 151001
FT. LAUDERDALE, FL
Past
November 2, 2009 - May 1, 2014
GWN SECURITIES INC.
BD
CRD#: 128929
FT. LAUDERDALE, FL
Past
January 8, 2002 - November 16, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
FT. LAUDERDALE, FL
Past
February 1, 1999 - November 16, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
FT. LAUDERDALE, FL
Past
October 8, 1997 - December 3, 1998
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/1/2014)
IAR
Florida(5/14/2014)
RR
Virginia(5/1/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Fort Lauderdale, FL 33316TRUST BUT VERIFY
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