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GT

George P. Tenpow

CLEANBRIDGE SECURITIES
Miami, FL 33133
Some features on this profile are disabled
CRD#: 2938989
GT

Professional summary

George Philip Tenpow is a registered financial professional currently at CLEANBRIDGE SECURITIES, LLC located in Miami, Florida.

George is registered as a RR (Registered Representative) and started their career in finance in 1997. George has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Philip Tenpow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2012 - Present

CLEANBRIDGE SECURITIES, LLC

Office #1: 2601 S. Bayshore Drive Suite 1130, Miami, FL 33133
BD
CRD#: 140889
Miami, FL
Past

January 31, 2013 - April 10, 2017

CP CAPITAL SECURITIES

BD
CRD#: 15029
MIAMI, FL
Past

May 6, 2008 - October 19, 2011

BNP PARIBAS INVESTMENT SERVICES, LLC

BD
CRD#: 44598
MIAMI, FL
Past

November 24, 2006 - April 29, 2008

CLEANBRIDGE SECURITIES, LLC

BD
CRD#: 140889
MIAMI, FL
Past

February 18, 2004 - April 29, 2008

CP CAPITAL SECURITIES

BD
CRD#: 15029
MIAMI, FL
Past

February 6, 2004 - April 29, 2008

ASG SECURITIES, INC.

BD
CRD#: 44534
FT. LAUDERDALE, FL
Past

September 12, 2003 - December 1, 2003

ASG SECURITIES, INC.

BD
CRD#: 44534
FT. LAUDERDALE, FL
Past

November 13, 2001 - February 12, 2002

CP CAPITAL SECURITIES

BD
CRD#: 15029
MIAMI, FL
Past

September 30, 1997 - May 18, 2001

FIRST EQUITY CORPORATION OF FLORIDA

BD
CRD#: 9
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/4/2012)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/22/1997
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CLEANBRIDGE SECURITIES, LLC
CLEANBRIDGE SECURITIES, LLC | PAF SECURITIES, LLC

CRD#: 140889 / SEC#: , 8-67348

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2601 S. Bayshore Drive Suite 1130, Miami, FL 33133
Mailing Address
2601 S.. Bayshore Drive Suite 1130, Miami, FL 33133
Phone number
(305) 577-9799
Established
Delaware since 03/29/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEANBRIDGE ADVISORS, LLCHOLDING COMPANY
MOODY, BENJAMIN SIMONPRESIDENT/CEO/CCO2345636
TENPOW, GEORGE PHILIPCFO/FINOP2938989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEANBRIDGE SECURITIES, LLC

CRD#: 140889Miami, FL 33133

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