Derek Jason Reed
CFP®, CLU®Professional Summary
Derek Jason Reed, CFP®, CLU® is a registered financial advisor currently at BEAUPORT FINANCIAL SERVICES, LLC located in Gloucester, Massachusetts and VALMARK ADVISERS, INC. located in Gloucester, Massachusetts. Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Derek has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Insurance Planning
- Comprehensive Financial Planning
- Estate Planning
- Long-term Care
- Retirement Planning
Other Aliases
There are no additional aliases reported.
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
Current Firm
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
Contact Information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333Phone Number
(800) 765-5201# of Employees
280SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
20,881AUM (Assets Under Management)
$10,166,311,019Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
Primary Firm SEC Registration
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
State Registrations and Notice Filings
(3/3/2008)
(1/2/2013)
(9/6/2013)
(9/6/2013)
(11/29/2005)
(1/25/2008)
(2/12/2024)
(9/17/2024)
(3/12/2019)
(8/18/2022)
(1/5/2004)
(8/25/2009)
(8/29/2013)
(4/4/2024)
(10/24/2003)
(11/19/2020)
(1/5/2004)
(5/22/2023)
(10/24/2003)
(6/22/2004)
(8/30/2021)
(3/17/2022)
(1/29/2020)
(10/24/2003)
(8/22/2005)
(1/5/2004)
(3/16/2023)
(11/3/2015)
(5/2/2023)
(9/17/2024)
(11/18/2021)
(3/8/2022)
(3/26/2025)
(3/8/2021)
(12/17/2012)
(10/13/2022)
(5/6/2013)
(11/18/2013)
(11/18/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1997About the Series 6 examSRO Registrations
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Derek Jason Reed's CRS (Customer Relationship Summary).
Services Offered by Derek
- Investment Planning
- Insurance Planning
- Comprehensive Financial Planning
- Estate Planning
- Long-term Care
- Retirement Planning
Similar Advisors
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
SEVEN POINTS CAPITAL, LLC
