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CA

Carla F. Avila

KEMA PARTNERS LLC
New York, NY 10020
Some features on this profile are disabled
CRD#: 2938658
CA

Professional summary


Carla F Avila, who also goes by Carla Fernanda Avila, Carla F Avila De VIladoms, Carla F Aviladeviladoms, is a registered financial professional currently at KEMA PARTNERS LLC located in New York, New York.

Carla is registered as a RR (Registered Representative) and started their career in finance in 1997. Carla has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Carla Fernanda Avila | Carla F Avila De Viladoms | Carla F Aviladeviladoms

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Carla F Avila's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 19, 2017 - Present

KEMA PARTNERS LLC

Office #1: 1270 Ave Of The Americas 7th Fl -1070, New York, NY 10020
BD
CRD#: 143752
New York, NY
Past

September 18, 2006 - July 19, 2016

BARON CAPITAL, INC.

BD
CRD#: 10538
NEW YORK, NY
Past

September 1, 2004 - August 25, 2006

UBS INTERNATIONAL INC.

BD
CRD#: 107726
NEW YORK, NY
Past

May 1, 2001 - August 10, 2004

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

October 13, 1997 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/19/2017)
RR
New York
(5/19/2017)
RR
Virginia
(12/16/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 11/11/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KP
KEMA PARTNERS LLC
360 ADVISORY GROUP | WESTCAPE ADVISORS | VARANDUS PARTNERS | KEMA PARTNERS LLC | INVERNESS ADVISORS | ESW ADVISORS | ESC ADVISORS | ELECTA CAPITAL PARTNERS | CAPITALAXON | BROADLEAF CAPITAL

CRD#: 143752 / SEC#: , 8-67600

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
309 Laverne Ave., Mill Valley, CA 94941
Mailing Address
309 Laverne Ave., Mill Valley, CA 94941
Phone number
(415) 383-4743
Established
California since 11/16/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CANN, HOWARD WHEELER IIIMANAGING PARTNER, CFO, FINOP
CANN, PETER TAYLORMANAGING PARTNER, CHIEF COMPLIANCE OFFICER4543062
CANN, MICHAEL GRANTPARTNER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KEMA PARTNERS LLC

CRD#: 143752New York, NY 10020

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