Bradley R. Small

BEECH HILL ADVISORS,

New York, NY

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CRD#: 2938499

Professional summary

Bradley Raymond Small, who also goes by Brad Small, Bradley Small, is a registered financial advisor currently at BEECH HILL ADVISORS, INC located in New York, New York and BEECH HILL SECURITIES, INC. located in New York, New York.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Bradley has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Small | Bradley Small

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MEMBER OF NICOLETTO SMALL MUSIC, LLC. 305 East 40th Street, APT 9D, NEW YORK, NY 10016. STARTED IN JUNE 2008. MUSIC PUBLISHING BUSINESS STARTED WITH A PARTNER. WE COMPOSE AND LICENSE MUSIC FOR TELEVISION AND RADIO. ROYALTIES ARE PAID TO ME BY BROADCAST MUSIC, INC (BMI). IT'S A HOBBY THAT OCCUPIES 2-3 HOURS A WEEK. BRADLEY R. SMALL, east 40th Street, APT 9D, NEW YORK, NY 10016. INDEPENDENT INSURANCE AGENT, STARTED IN 1997, APPROXIMATELY 40 HOURS A WEEK. Beech Hill Financial, LLC Investment Related; 880 Third Avenue 16th Floor, New York, NY 10022, Insurance Related; partner and LLC member; June 2021 4hours/month during securities trading hours; assist in operating LLC and Identifying opportunities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Raymond Small's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2022 - Present

BEECH HILL ADVISORS, INC

RIA

CRD#: 110457

New York, NY

Current

February 12, 2020 - Present

BEECH HILL SECURITIES, INC.

Office #1: 880 Third Avenue 16th Floor, New York, NY 10022

CRD#: 24771

New York, NY

Past

June 30, 2009 - February 6, 2020

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

NEW YORK, NY

Past

January 5, 2004 - June 8, 2009

PENN PLAZA BROKERAGE, LTD.

CRD#: 22366

NEW YORK, NY

Past

July 19, 2000 - November 24, 2003

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

September 4, 1997 - July 17, 2000

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEECH HILL ADVISORS, INC

BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/12/2020)

IAR

New York
(9/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/29/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BEECH HILL ADVISORS, INC

BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

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Contact information

Main Address

880 Third Ave 16th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 350-7250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEECH HILL ADVISORS BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 358,565,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradley R. Small

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Raymond Small's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEECH HILL SECURITIES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

PENN PLAZA BROKERAGE, LTD.

PRINCIPAL SECURITIES, INC.

PRIME CAPITAL SERVICES, INC.

Primary Firm SEC Registration

BEECH HILL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2021

Series 63

Date: 8/29/1997

SIE

Date: 10/1/2018

Series 6

Date: 8/29/1997

FINRA

Current Firm

BEECH HILL ADVISORS, INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEECH HILL ADVISORS, INC

TRUST BUT VERIFY

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