Rebecca K. Pratt
Professional summary
Rebecca Kathleen Pratt, who also goes by Rebecca Kathleen Elliott, Rebecca Elliott, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Palm Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in Palm Beach, Florida.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Rebecca has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Kathleen Pratt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4300 Tbc Way Ste 100, Palm Beach, FL 33410July 23, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4300 Tbc Way Ste 100, Palm Beach, FL 33410September 10, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 11, 2012 - July 16, 2015
WELLS FARGO CLEARING SERVICES, LLC
August 6, 2010 - July 16, 2015
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2015)
(5/17/2021)
(9/22/2015)
(9/15/2015)
(7/27/2015)
(9/16/2015)
(7/27/2015)
(3/19/2018)
(4/15/2021)
(9/10/2015)
(8/17/2016)
(7/23/2015)
(3/16/2018)
(4/15/2021)
(7/27/2015)
(3/19/2018)
(3/20/2018)
(3/19/2018)
(9/12/2018)
(3/19/2018)
(3/19/2018)
(3/20/2018)
(7/30/2015)
(1/13/2017)
(3/20/2018)
(3/20/2018)
(3/19/2018)
(8/28/2017)
(3/20/2018)
(9/22/2015)
(3/20/2018)
(7/28/2015)
(8/28/2017)
(9/11/2015)
(7/31/2015)
(4/21/2021)
(7/27/2015)
(3/21/2018)
(3/19/2018)
(7/28/2015)
(8/31/2017)
(4/21/2021)
(3/20/2018)
(4/29/2021)
(9/16/2015)
(8/25/2017)
(3/19/2018)
(8/29/2017)
(4/21/2021)
(7/27/2015)
(3/19/2018)
(3/30/2018)
(3/20/2018)
(4/19/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
