Stephen J. Rispoli
Professional summary
Stephen James Rispoli, who also goes by Steve Rispoli, is a registered financial professional currently at XTELLUS CAPITAL PARTNERS, INC. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2001. Stephen has worked at 5 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen James Rispoli's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2012 - Present
XTELLUS CAPITAL PARTNERS, INC.
Office #1: 535 Madison Ave. 5th Floor, New York, NY, 10022Office #2: 535 Madison Ave. 5th Floor, New York, NY, 10022May 17, 2010 - January 5, 2012
RENCAP SECURITIES, INC.
January 12, 2009 - May 18, 2010
MONTECITO ADVISORS, INC.
December 8, 2008 - May 17, 2010
DRU STOCK, INC.
June 5, 2007 - December 8, 2008
RENCAP SECURITIES, INC.
June 20, 2003 - July 28, 2003
LABRANCHE FINANCIAL SERVICES, LLC
November 16, 2001 - May 31, 2007
DRU STOCK, INC.
May 9, 2001 - November 15, 2001
DRU STOCK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2013)
(6/4/2012)
(12/3/2019)
(12/3/2019)
(10/4/2013)
(10/4/2013)
(10/7/2015)
(12/3/2019)
(10/7/2015)
(2/6/2012)
(5/6/2013)
(10/4/2013)
(7/25/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/1/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 10/4/2002
NYSE Trading Assistant ExaminationFINRA
Current Firm
XTELLUS CAPITAL PARTNERS, INC.
CRD#: 156048 / SEC#: , 8-68766
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
Red Flags
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