Brett Alan Van Bortel
Professional Summary
Brett Alan Van Bortel, who also goes by Brett Alan Vanbortel, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Wheaton, Illinois. Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brett has worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brett Alan Vanbortel
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Videos & Posts
This advisor has not added any videos or posts yet.
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THE DALA GROUP, LLC
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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VERTEX PARTNERS
THE DALA GROUP, LLC
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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THE DALA GROUP, LLC
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Current Firm
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
Contact Information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189Phone Number
(630) 653-1400# of Employees
405SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
81,900AUM (Assets Under Management)
$12,750,129,748Similar Advisors
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THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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THE DALA GROUP, LLC
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Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
State Registrations and Notice Filings
(3/16/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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THE DALA GROUP, LLC
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CRS (Client Relationship Summary) - RIA
Click below to view Brett Alan Van Bortel's CRS (Customer Relationship Summary).
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THE DALA GROUP, LLC
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