Joseph V. Alhadeff
Professional summary
Joseph Victor Alhadeff was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Joseph had worked at 5 firms, which includes NATIONAL SECURITIES CORPORATION, VFINANCE INVESTMENTS INC, PAULSON INVESTMENT COMPANY LLC, CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2012 - December 31, 2018
NATIONAL SECURITIES CORPORATION
March 20, 2012 - December 17, 2012
VFINANCE INVESTMENTS, INC
August 20, 2004 - March 20, 2012
PAULSON INVESTMENT COMPANY LLC
December 1, 2000 - September 2, 2004
CITIGROUP GLOBAL MARKETS INC.
September 10, 1997 - December 7, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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