Gina Marie Cocking
Professional Summary
Gina Marie Cocking, who also goes by Gina M Cocking, is a registered financial advisor currently at COLONNADE SECURITIES LLC located in Chicago, Illinois and COLONNADE ISLAND LLC located in Rio Grande, undefined. Gina is registered as a RR (Registered Representative) and started their career in finance in 1997. Gina has worked at 3 firms and has passed the Series 99TO, SIE, Series 79, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gina M Cocking
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
COLONNADE ISLAND LLC
Contact Information
Main Address
7000 Bahia Beach Blvd. Las Ventanas Ii-314, Rio Grande, PR 00745-2900Mailing Address
7000 Bahia Beach Blvd. Apt. 314, Rio Grande, PR 00745-2900Phone Number
(847) 452-8315Established
Puerto Rico since 04/18/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/17/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2014About the Series 79 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2015About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gina Marie Cocking's CRS (Customer Relationship Summary).
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