David N. Gordon

TRUSTMONT ADVISORY GROUP

SOUTH MELVILLE, NY 11747

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CRD#: 2937825

Professional summary

David Neil Gordon is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in South Melville, New York and TRUSTMONT FINANCIAL GROUP, INC. located in South Melville, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA GORDON WEALTH INC., PRESIDENT/OWNER ESTABLISHED DEC 2015. INSURANCE AGENT ENGAGING IN THE SALE OF LIFE, DISABILITY AND HEALTH INSURANCE, FIXED ANNUITIES, EQUITY INDEXED ANNUITIES AND LIFE SETTLEMENTS. MAY PERIODICALLY DO SEMINARS.-INVESTMENT ADVISORY AND BROKERAGE BUSINESS-120 HOURS PER MONTH DBA FIVE TOWNS TERM- MARKETING TO SELL TERM LIFE INSURANCE- 10 HOURS PER MONTH- OWNER- ESTABLISHED SEPTEMBER 2023 - AMERICAN FINANCIAL EDUCATION ALLIANCE- 50 E. SUNRISE HWY VALLEY STREAM NY 11581- FINANCIAL EDUCATION- TEACHING CLASSES IN LIBRARIES, COMMUNITY CENTERS, AND COLLEGES- 0 HOURS PER MONTH DURING MARKET HOUSE/ 6 HOURS TOTAL PER MONTH- AFEA IS PARTIALY FUNDED BY DONATIONS- DOES NOT COLLECT DONATIONS PERSONALY- NO STUDENTS HAS DONATED TO AFEA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neil Gordon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2009 - Present

TRUSTMONT ADVISORY GROUP, INC.

Office #1: 105 Maxess Rd Ste 124, South Melville, NY 11747

RIA

CRD#: 106015

SOUTH MELVILLE, NY

Current

July 22, 2009 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 105 Maxess Rd Ste 124, South Melville, NY 11747

CRD#: 18312

South Melville, NY

Past

August 13, 2008 - July 22, 2009

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

CLIFTON, NJ

Past

August 13, 2008 - July 22, 2009

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

CLIFTON, NJ

Past

March 5, 2008 - July 17, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MONTVALE, NJ

Past

November 16, 2000 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 16, 2000 - July 17, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MONTVALE, NJ

Past

September 26, 1997 - September 13, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 26, 1997 - September 13, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/8/2010)

Connecticut
(7/22/2009)

Florida
(5/28/2015)

New Jersey
(7/22/2009)

IAR

New Jersey
(12/4/2009)

New York
(7/22/2009)

IAR

New York
(2/23/2021)

Pennsylvania
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David N. Gordon

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neil Gordon's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2008

Series 63

Date: 10/27/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2013

Series 6

Date: 9/25/1997

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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