Kathleen C. Vonschlegell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Carlson Vonschlegell, who also goes by Kathleen Vonschlegell, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2001. Kathleen had worked at 2 firms and has passed the Series 63 and Series 65 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2016 - December 13, 2017
MAR VISTA INVESTMENT PARTNERS, LLC
May 22, 2001 - February 11, 2016
ROXBURY CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
MAR VISTA INVESTMENT PARTNERS, LLC
CRD#: 144906 / SEC#: 801-68369
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAR VISTA INVESTMENT PARTNERS, LLC
CRD#: 144906 / SEC#: 801-68369
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 268 |
| AUM (Assets Under Management) | $ 1,509,969,079 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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