Helena N. Luong
Professional summary
Helena Ngoc Luong was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Helena is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Helena had worked at 5 firms, which includes BANKOH INVESTMENT SERVICES INC., PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES LLC, MONY SECURITIES CORPORATION, SUNAMERICA SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2001 - July 7, 2003
BANKOH INVESTMENT SERVICES, INC.
May 3, 1999 - October 13, 2000
PARK AVENUE SECURITIES LLC
April 19, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
September 14, 1998 - April 19, 1999
MONY SECURITIES CORPORATION
September 22, 1997 - May 7, 1998
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BANKOH INVESTMENT SERVICES, INC.
CRD#: 29280 / SEC#: 801-105480, 8-44201
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,252 |
| AUM (Assets Under Management) | $ 398,467,597 |
Red Flags
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